Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/04/19?limit=200&registers=between&mode=atom 2024-11-24T00:53:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08226.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain Standard Rates in the NYSE American Equities Price List and Fee Schedule 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08226 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08226.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08225.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08225 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08225.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08224.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08224 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08224.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08223.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08223 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08223.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08222.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the US Equity Short Volume & Trades Report 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08222 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08222.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08221.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known As the US Equity Short Volume & Trades Report 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08221 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08221.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08220.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08220 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08220.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08147.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08147 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08147.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08219.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the US Equity Short Volume & Trades Report 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08219 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08219.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08218.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the US Equity Short Volume & Trades Report 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08218 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08218.pdf https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08217.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.2NY and To Adopt New Rules 964NYP, 964.1NYP, and 964.2NYP 2023-04-19T00:00:00-07:00 2023-04-19T00:00:00-07:00 2023-08217 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08217.pdf