Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/04/18?limit=200®isters=between&mode=atom2024-11-24T01:30:52-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-06330.htmlProposed Rule - Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report2023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-06330Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-06330.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08146.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts2023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-08146Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08146.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08145.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP2023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-08145Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08145.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08144.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 1182023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-08144Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08144.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08143.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-08143Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08143.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08142.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-08142Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08142.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08141.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2023-04-18T00:00:00-07:002023-04-18T00:00:00-07:002023-08141Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08141.pdf