Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/04/06?limit=200®isters=between&mode=atom2024-11-27T18:51:15-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07145.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision)2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07145Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07145.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07144.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2617 and 2626 Regarding Retail Orders Routed Pursuant to the Route to Primary Auction Routing Option2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07144Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07144.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07143.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock (“AAPL”)2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07143Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07143.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07142.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07142Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07142.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07141.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07141Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07141.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07140.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Make a Clarifying Change to the Term Settlement Style Applicable to Flexible Exchange Options2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07140Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07140.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07139.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments of the ICE Clear Europe Delivery Procedures2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07139Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07139.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07225.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 1022023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07225Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07225.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07224.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 1042023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07224Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07224.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-05774.htmlProposed Rule - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-05774Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-05774.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07157.htmlNotice - Invesco Dynamic Credit Opportunity Fund, et al.2023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07157Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07157.pdfhttps://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07156.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402023-04-06T00:00:00-07:002023-04-06T00:00:00-07:002023-07156Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07156.pdf