Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/28?limit=200&registers=between&mode=atom 2024-11-23T23:28:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06323.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-03-28T00:00:00-07:00 2023-03-28T00:00:00-07:00 2023-06323 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06323.pdf https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06322.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program 2023-03-28T00:00:00-07:00 2023-03-28T00:00:00-07:00 2023-06322 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06322.pdf https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06321.html Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies 2023-03-28T00:00:00-07:00 2023-03-28T00:00:00-07:00 2023-06321 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06321.pdf https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06411.html Notice - Proposed Collection; Comment Request; Extension: Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency 2023-03-28T00:00:00-07:00 2023-03-28T00:00:00-07:00 2023-06411 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06411.pdf https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06410.html Notice - Proposed Collection; Comment Request; Extension: Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency 2023-03-28T00:00:00-07:00 2023-03-28T00:00:00-07:00 2023-06410 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06410.pdf