<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/24?registers=between Sat, 23 Nov 2024 23:52:00 -0800 Sat, 23 Nov 2024 23:52:00 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/24?registers=between Notice - AGTB Fund Manager, LLC and AG Twin Brook Capital Income Fund https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06062.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06062.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06062 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06062.pdf Notice - Ares Strategic Income Fund and Ares Capital Management LLC https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06060.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06060.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06060 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06060.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06059.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06059.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06059 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06059.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06058.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06058.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06058 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06058.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06057.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06057.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06057 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06057.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06056.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06056.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06056 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06056.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06055.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06055.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06055 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06055.pdf Rule - Regulation S-T-General Rules and Regulations for Electronic Filings https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06293.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06293.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06293 Rule https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06293.pdf Rule - General Rules and Regulations, Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06287.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06287.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06287 Rule https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06287.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06208.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06208.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06208 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06208.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Equity 4, Rule 4120 To Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06054.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06054.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06054 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06054.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 203A-2(e) https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06047.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06047.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06047 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06047.pdf Notice - Submission for OMB Review; Comment Request; Extension: Investment Company Interactive Data https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06046.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06046.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06046 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06046.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form S-6 https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06045.html https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06045.html Fri, 24 Mar 2023 00:00:00 -0700 2023-06045 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-24/pdf/2023-06045.pdf