Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/21?limit=200®isters=between&mode=atom2024-11-27T16:14:16-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05690.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05690Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05690.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05689.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning the Amendment of Its Clearing Membership Standards2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05689Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05689.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05688.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Non-Substantively Amend the MIAX Fee Schedule2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05688Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05688.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05687.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 3 To Introduce a Growth Incentive2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05687Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05687.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05686.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40P-O Pertaining to Pre-Trade Risk Controls2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05686Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05686.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05685.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05685Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05685.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05684.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05684Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05684.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05683.htmlNotice - Cloudflare, Inc.2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05683Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05683.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05766.htmlProposed Rule - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies; Reopening of Comment Period2023-03-21T00:00:00-07:002023-03-21T00:00:00-07:002023-05766Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05766.pdf