<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/17?registers=between Sat, 30 Nov 2024 12:09:22 -0800 Sat, 30 Nov 2024 12:09:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/17?registers=between Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05449.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05449.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05449 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05449.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05448.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05448.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05448 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05448.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05446.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05446.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05446 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05446.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Certain Trading Functionality https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05445.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05445.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05445 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05445.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05444.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05444.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05444 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05444.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05443.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05443.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05443 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05443.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05442.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05442.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05442 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05442.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 12h-1(f) https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05437.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05437.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05437 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05437.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17d-1 https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05430.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05430.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05430 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05430.pdf Notice - Submission for OMB Review; Comment Request; Extension: Regulation S https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05429.html https://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05429.html Fri, 17 Mar 2023 00:00:00 -0700 2023-05429 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05429.pdf