Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/17?limit=200®isters=between&mode=atom2024-11-30T12:05:18-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05449.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05449Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05449.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05448.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05448Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05448.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05446.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05446Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05446.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05445.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Certain Trading Functionality2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05445Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05445.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05444.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05444Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05444.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05443.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05443Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05443.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05442.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05442Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05442.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05437.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12h-1(f)2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05437Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05437.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05430.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17d-12023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05430Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05430.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/17/2023-05429.htmlNotice - Submission for OMB Review; Comment Request; Extension: Regulation S2023-03-17T00:00:00-07:002023-03-17T00:00:00-07:002023-05429Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-17/pdf/2023-05429.pdf