Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/15?limit=200&registers=between&mode=atom 2024-11-27T16:35:48-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/03/15/2023-05271.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Liquidity Risk Model Framework 2023-03-15T00:00:00-07:00 2023-03-15T00:00:00-07:00 2023-05271 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-15/pdf/2023-05271.pdf https://regulations.justia.com/regulations/fedreg/2023/03/15/2023-05270.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O(i)(2) 2023-03-15T00:00:00-07:00 2023-03-15T00:00:00-07:00 2023-05270 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-15/pdf/2023-05270.pdf https://regulations.justia.com/regulations/fedreg/2023/03/15/2023-05269.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts 2023-03-15T00:00:00-07:00 2023-03-15T00:00:00-07:00 2023-05269 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-15/pdf/2023-05269.pdf https://regulations.justia.com/regulations/fedreg/2023/03/15/2023-05268.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts 2023-03-15T00:00:00-07:00 2023-03-15T00:00:00-07:00 2023-05268 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-15/pdf/2023-05268.pdf https://regulations.justia.com/regulations/fedreg/2023/03/15/2023-05265.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes 2023-03-15T00:00:00-07:00 2023-03-15T00:00:00-07:00 2023-05265 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-15/pdf/2023-05265.pdf https://regulations.justia.com/regulations/fedreg/2023/03/15/2023-05298.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-03-15T00:00:00-07:00 2023-03-15T00:00:00-07:00 2023-05298 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-15/pdf/2023-05298.pdf