<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/13?registers=between Sat, 30 Nov 2024 12:10:35 -0800 Sat, 30 Nov 2024 12:10:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/13?registers=between Notice - Lord Abbett & Co. LCC, et al. https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05044.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05044.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05044 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05044.pdf Notice - BC Partners Lending Corporation, et al. https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05043.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05043.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05043 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05043.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05042.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05042.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05042 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05042.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05041.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05041.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05041 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05041.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05040.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05040.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05040 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05040.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05039.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05039.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05039 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05039.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05038.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05038.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05038 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05038.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Article II, Section 2.03(b) of Its Operating Agreement https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05037.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05037.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05037 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05037.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section FIFTH of Its Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05036.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05036.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05036 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05036.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05035.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05035.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05035 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05035.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05034.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05034.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05034 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05034.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05033.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05033.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05033 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05033.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05032.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05032.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05032 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05032.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05138.html https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05138.html Mon, 13 Mar 2023 00:00:00 -0700 2023-05138 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05138.pdf