Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/13?limit=200®isters=between&mode=atom2024-11-30T12:05:44-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05044.htmlNotice - Lord Abbett & Co. LCC, et al.2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05044Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05044.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05043.htmlNotice - BC Partners Lending Corporation, et al.2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05043Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05043.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05042.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05042Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05042.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05041.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-0362023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05041Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05041.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05040.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05040Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05040.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05039.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05039Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05039.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05038.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05038Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05038.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05037.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Article II, Section 2.03(b) of Its Operating Agreement2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05037Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05037.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05036.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section FIFTH of Its Certificate of Incorporation2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05036Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05036.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05035.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05035Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05035.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05034.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05034Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05034.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05033.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05033Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05033.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05032.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05032Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05032.pdfhttps://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05138.htmlNotice - Sunshine Act Meetings2023-03-13T00:00:00-07:002023-03-13T00:00:00-07:002023-05138Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05138.pdf