Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/09?limit=200&registers=between&mode=atom 2024-11-30T12:10:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04797.html Notice - 24X National Exchange LLC; Notice of Withdrawal of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2023-03-09T00:00:00-08:00 2023-03-09T00:00:00-08:00 2023-04797 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04797.pdf https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04787.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-03-09T00:00:00-08:00 2023-03-09T00:00:00-08:00 2023-04787 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04787.pdf https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04786.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) 2023-03-09T00:00:00-08:00 2023-03-09T00:00:00-08:00 2023-04786 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04786.pdf https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04785.html Notice - PGIM Private Real Estate Fund, Inc., et al. 2023-03-09T00:00:00-08:00 2023-03-09T00:00:00-08:00 2023-04785 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04785.pdf https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-03681.html Proposed Rule - Safeguarding Advisory Client Assets 2023-03-09T00:00:00-08:00 2023-03-09T00:00:00-08:00 2023-03681 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-03681.pdf https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04825.html Notice - Submission for OMB Review; Comment Request; Extension: Customer Account Statements (17 CFR 242.607) 2023-03-09T00:00:00-08:00 2023-03-09T00:00:00-08:00 2023-04825 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04825.pdf