<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/02?registers=between Wed, 27 Nov 2024 16:46:24 -0800 Wed, 27 Nov 2024 16:46:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/03/02?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.10, and 11.11 https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04231.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04231.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04231 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04231.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04230.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04230.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04230 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04230.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04229.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04229.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04229 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04229.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.10, and 11.11 https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04228.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04228.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04228 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04228.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04227.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04227.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04227 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04227.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the JPMorgan Active Small Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04226.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04226.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04226 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04226.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04224.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04224.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04224 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04224.pdf Notice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04214.html https://regulations.justia.com/regulations/fedreg/2023/03/02/2023-04214.html Thu, 02 Mar 2023 00:00:00 -0800 2023-04214 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-02/pdf/2023-04214.pdf