Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/02/15?limit=200®isters=between&mode=atom2024-12-17T22:49:48-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03160.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03160Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03160.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03154.htmlNotice - Proposed Collection; Comment Request; Extension: Customer Account Statements2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03154Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03154.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03233.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 1012023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03233Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03233.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03232.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 1032023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03232Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03232.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03231.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-22023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03231Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03231.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03230.htmlNotice - Proposed Collection; Comment Request: Extension; “Ombudsman Matter Management System Submission Form”2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03230Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03230.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03169.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03169Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03169.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03168.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03168Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03168.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03167.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03167Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03167.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03166.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03166Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03166.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03165.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1308, Supervision of Accounts2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03165Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03165.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03164.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Offer Users an Additional Option for How To Apply the Exchange's Existing Anti-Internalization Functionality to Their Orders2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03164Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03164.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03163.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Alternative Display Facility New Entrant2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03163Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03163.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03162.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time for Cboe Market Close2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03162Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03162.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03161.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Select Customer Options Reduction Program2023-02-15T00:00:00-08:002023-02-15T00:00:00-08:002023-03161Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03161.pdf