Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/02/10?limit=200&registers=between&mode=atom 2024-11-21T14:45:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02832.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 19b-5 and Form PILOT 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02832 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02832.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02831.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15b1-1/Form BD 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02831 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02831.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02830.html Notice - Submission for OMB Review; Comment Request; Extension: Regulation SBSR 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02830 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02830.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-03014.html Notice - Sunshine Act Meetings 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-03014 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-03014.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02956.html Notice - Constitution Capital Access Fund, LLC, et al. 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02956 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02956.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02954.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02954 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02954.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02953.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P-O Concerning Pre-Trade Risk Controls 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02953 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02953.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02952.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02952 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02952.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02950.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02950 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02950.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02949.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02949 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02949.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02946.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02946 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02946.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02821.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02821 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02821.pdf https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02820.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. (“Nasdaq”) Functionality 2023-02-10T00:00:00-08:00 2023-02-10T00:00:00-08:00 2023-02820 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02820.pdf