Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/02/09?limit=200&registers=between&mode=atom 2024-12-17T20:54:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02800.html Notice - Kennedy Lewis Management LP, et al. 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02800 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02800.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02718.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02718 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02718.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02717.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02717 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02717.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02716.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02716 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02716.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02715.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02715 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02715.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02713.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02713 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02713.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02712.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02712 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02712.pdf https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02711.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2023-02-09T00:00:00-08:00 2023-02-09T00:00:00-08:00 2023-02711 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02711.pdf