Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-17T04:47:37-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/01/31/2023-01882.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B2023-01-31T00:00:00-08:002023-01-31T00:00:00-08:002023-01882Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-31/pdf/2023-01882.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/31/2023-01881.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 Concerning All-or-None Orders With the Size of One Contract2023-01-31T00:00:00-08:002023-01-31T00:00:00-08:002023-01881Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-31/pdf/2023-01881.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/31/2023-01880.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures2023-01-31T00:00:00-08:002023-01-31T00:00:00-08:002023-01880Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-31/pdf/2023-01880.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/31/2023-01879.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2023-01-31T00:00:00-08:002023-01-31T00:00:00-08:002023-01879Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-31/pdf/2023-01879.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/31/2023-01878.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-027 and the Temporary Amendments to FINRA Rule 9341(d) in SR-FINRA-2020-0152023-01-31T00:00:00-08:002023-01-31T00:00:00-08:002023-01878Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-31/pdf/2023-01878.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/31/2023-01983.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-01-31T00:00:00-08:002023-01-31T00:00:00-08:002023-01983Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-31/pdf/2023-01983.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01746.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01746Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01746.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01745.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01745Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01745.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01744.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01744Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01744.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01743.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01743Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01743.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01742.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01742Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01742.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01741.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18f-1 and Form N-18f-12023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01741Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01741.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01740.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 6022023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01740Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01740.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01739.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 201 and Rule 200(g) of Regulation SHO2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01739Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01739.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01737.htmlNotice - AEW Capital Management, L.P.2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01737Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01737.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01735.htmlNotice - Fidelity Private Credit Fund and Fidelity Diversifying Solutions LLC2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01735Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01735.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/30/2023-01972.htmlNotice - Sunshine Act Meetings2023-01-30T00:00:00-08:002023-01-30T00:00:00-08:002023-01972Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-30/pdf/2023-01972.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/27/2022-27644.htmlProposed Rule - Regulation Best Execution2023-01-27T00:00:00-08:002023-01-27T00:00:00-08:002022-27644Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-01-27/pdf/2022-27644.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/27/2023-01628.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)2023-01-27T00:00:00-08:002023-01-27T00:00:00-08:002023-01628Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-27/pdf/2023-01628.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/27/2023-01627.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.92172023-01-27T00:00:00-08:002023-01-27T00:00:00-08:002023-01627Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-27/pdf/2023-01627.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/27/2023-01615.htmlNotice - Submission for OMB Review; Comment Request; Extension: Notice of Exempt Preliminary Roll-Up Communication2023-01-27T00:00:00-08:002023-01-27T00:00:00-08:002023-01615Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-27/pdf/2023-01615.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/27/2023-01614.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15Fi-22023-01-27T00:00:00-08:002023-01-27T00:00:00-08:002023-01614Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-27/pdf/2023-01614.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/27/2023-01613.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 19b-4 and Form 19b-42023-01-27T00:00:00-08:002023-01-27T00:00:00-08:002023-01613Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-27/pdf/2023-01613.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/26/2023-01578.htmlNotice - Order Making Fiscal Year 2023 Annual Adjustments to Transaction Fee Rates2023-01-26T00:00:00-08:002023-01-26T00:00:00-08:002023-01578Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-26/pdf/2023-01578.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/26/2023-01529.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Partial Amendment No. 12023-01-26T00:00:00-08:002023-01-26T00:00:00-08:002023-01529Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-26/pdf/2023-01529.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/26/2023-01519.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15c3-12023-01-26T00:00:00-08:002023-01-26T00:00:00-08:002023-01519Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-26/pdf/2023-01519.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/26/2023-01516.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a New Service and Related Fees for Use of the BOX Options Market LLC (“BOX”) Trade Management System2023-01-26T00:00:00-08:002023-01-26T00:00:00-08:002023-01516Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-26/pdf/2023-01516.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/26/2023-01515.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Clearing Fees for ICE Futures Europe Gilt Futures and Options and Euribor Options Contracts2023-01-26T00:00:00-08:002023-01-26T00:00:00-08:002023-01515Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-26/pdf/2023-01515.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/26/2023-01514.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees2023-01-26T00:00:00-08:002023-01-26T00:00:00-08:002023-01514Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-26/pdf/2023-01514.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01579.htmlNotice - Sunshine Act Meetings2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01579Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01579.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01409.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E(i)(2)2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01409Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01409.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01407.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01407Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01407.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01406.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01406Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01406.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01403.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01403Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01403.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01402.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01402Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01402.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01401.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E(i)(2)2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01401Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01401.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01412.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01412Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01412.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01428.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 155.EXT2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01428Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01428.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01398.htmlNotice - GuideStone Funds and GuideStone Capital Management, LLC2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01398Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01398.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/25/2023-01397.htmlNotice - Calmwater Asset Management, LLC2023-01-25T00:00:00-08:002023-01-25T00:00:00-08:002023-01397Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-25/pdf/2023-01397.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01200.htmlRule - Adoption of Updated EDGAR Filer Manual2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01200Rulehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01200.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01267.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01267Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01267.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01266.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01266Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01266.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01265.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01265Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01265.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01264.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01264Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01264.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01260.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01260Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01260.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01259.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 7.31E2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01259Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01259.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01247.htmlNotice - Forum Real Estate Income Fund, et al.2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01247Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01247.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01246.htmlNotice - Submission for OMB Review; Comment Request; Extension: Trust Indenture Act Rules 7a-15 Through 7a-372023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01246Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01246.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01254.htmlNotice - Submission for OMB Review; Comment Request: Extension: Rule 17a-14 and Form CRS2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01254Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01254.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01251.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 10b-102023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01251Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01251.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01250.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 3a71-3(d)2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01250Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01250.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01249.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15c2-52023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01249Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01249.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01248.htmlNotice - Submission for OMB Review; Comment Request; Extension: Schedule 13E-4F2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01248Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01248.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01277.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01277Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01277.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01276.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear Fee Grid for 20232023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01276Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01276.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01275.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01275Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01275.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01274.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01274Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01274.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01273.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01273Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01273.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01272.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01272Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01272.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01271.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01271Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01271.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01270.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Liquidity Risk Model Framework2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01270Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01270.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01269.htmlNotice - Self-Regulatory Organizations; NYSE National Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01269Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01269.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01268.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01268Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01268.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01430.htmlNotice - Sunshine Act Meetings2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01430Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01430.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01120.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01120Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01120.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01119.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01119Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01119.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01118.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01118Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01118.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01117.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01117Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01117.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01116.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Cboe Data Services Section of the Fees Schedule2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01116Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01116.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01115.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01115Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01115.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01114.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Cboe Data Services, LLC Fee Schedule2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01114Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01114.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01123.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01123Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01123.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01122.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE Arca Equities Fees and Charges2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01122Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01122.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/23/2023-01121.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates2023-01-23T00:00:00-08:002023-01-23T00:00:00-08:002023-01121Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-23/pdf/2023-01121.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/20/2023-01213.htmlNotice - Sunshine Act Meeting2023-01-20T00:00:00-08:002023-01-20T00:00:00-08:002023-01213Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-20/pdf/2023-01213.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/20/2022-27614.htmlProposed Rule - Disclosure of Order Execution Information2023-01-20T00:00:00-08:002023-01-20T00:00:00-08:002022-27614Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-01-20/pdf/2022-27614.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00893.htmlNotice - RBB Fund Trust and Element ETFs, LLC2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00893Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00893.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00908.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00908Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00908.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00906.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00906Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00906.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00913.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00913Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00913.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00912.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00912Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00912.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00909.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19E Concerning Pre-Trade Risk Controls2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00909Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00909.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00989.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.6 Concerning All-or-None Orders With the Size of One Contract2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00989Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00989.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00987.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 32023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00987Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00987.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00986.htmlNotice - Proposed Collection; Comment Request; Extension: Investment Company Interactive Data2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00986Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00986.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00971.htmlNotice - Prospect Capital Management L.P. and Prospect Floating Rate and Alternative Income Fund, Inc.2023-01-19T00:00:00-08:002023-01-19T00:00:00-08:002023-00971Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00971.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00776.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 42023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00776Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00776.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00775.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00775Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00775.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00773.htmlNotice - Proposed Collection; Comment Request; Extension: Form S-62023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00773Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00773.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00788.htmlNotice - Fidelity Private Credit Fund., et al.2023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00788Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00788.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00786.htmlNotice - Elevation Series Trust and Paralel Advisors LLC2023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00786Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00786.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00779.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 203A-2(e)2023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00779Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00779.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00777.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements2023-01-18T00:00:00-08:002023-01-18T00:00:00-08:002023-00777Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-18/pdf/2023-00777.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00660.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00660Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00660.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00659.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00659Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00659.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00658.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00658Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00658.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00657.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00657Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00657.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00656.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Extension of Review Period of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00656Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00656.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00655.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.242023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00655Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00655.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00654.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00654Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00654.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00653.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00653Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00653.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00666.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15b11-1/Form BD-N2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00666Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00666.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00662.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00662Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00662.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00661.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00661Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00661.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00639.htmlNotice - Cadre Horizon Fund, Inc., et al.2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00639Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00639.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00869.htmlNotice - Sunshine Act Meetings2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00869Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00869.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00774.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the Capital Replenishment Plan2023-01-17T00:00:00-08:002023-01-17T00:00:00-08:002023-00774Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00774.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/13/2023-00555.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Order Granting Approval of a Proposed Rule Change To Modify IEX Rule 11.190(b)(7) To Adopt an Optional Cancel or Re-Price Functionality for D-Limit Orders2023-01-13T00:00:00-08:002023-01-13T00:00:00-08:002023-00555Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-13/pdf/2023-00555.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/12/2023-00427.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17d-12023-01-12T00:00:00-08:002023-01-12T00:00:00-08:002023-00427Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-12/pdf/2023-00427.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/12/2023-00425.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP2023-01-12T00:00:00-08:002023-01-12T00:00:00-08:002023-00425Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-12/pdf/2023-00425.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/12/2023-00424.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision)2023-01-12T00:00:00-08:002023-01-12T00:00:00-08:002023-00424Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-12/pdf/2023-00424.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/11/2023-00370.htmlNotice - Adjustments to Civil Monetary Penalty Amounts2023-01-11T00:00:00-08:002023-01-11T00:00:00-08:002023-00370Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-11/pdf/2023-00370.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/11/2023-00326.htmlNotice - Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC2023-01-11T00:00:00-08:002023-01-11T00:00:00-08:002023-00326Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-11/pdf/2023-00326.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/11/2023-00320.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types2023-01-11T00:00:00-08:002023-01-11T00:00:00-08:002023-00320Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-11/pdf/2023-00320.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/10/2023-00220.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation S2023-01-10T00:00:00-08:002023-01-10T00:00:00-08:002023-00220Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-10/pdf/2023-00220.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/10/2023-00218.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1(g)2023-01-10T00:00:00-08:002023-01-10T00:00:00-08:002023-00218Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-10/pdf/2023-00218.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/10/2023-00209.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods2023-01-10T00:00:00-08:002023-01-10T00:00:00-08:002023-00209Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-10/pdf/2023-00209.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/10/2023-00221.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 12h-1(f)2023-01-10T00:00:00-08:002023-01-10T00:00:00-08:002023-00221Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-10/pdf/2023-00221.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00279.htmlNotice - Sunshine Act Meetings2023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00279Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00279.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00277.htmlNotice - Sunshine Act Meetings2023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00277Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00277.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00119.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 132023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00119Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00119.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00118.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee2023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00118Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00118.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00117.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00117Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00117.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00134.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 4772023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00134Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00134.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00133.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17Ad-222023-01-09T00:00:00-08:002023-01-09T00:00:00-08:002023-00133Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-09/pdf/2023-00133.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/04/2022-28542.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Adjustments in the Fees for NSCC's I&RS Positions and Valuations Service and Certain Clarifications to Addendum A2023-01-04T00:00:00-08:002023-01-04T00:00:00-08:002022-28542Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-04/pdf/2022-28542.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/04/2022-28541.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 6a-4, Form 1-N2023-01-04T00:00:00-08:002023-01-04T00:00:00-08:002022-28541Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-04/pdf/2022-28541.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/04/2022-28538.htmlNotice - VanEck Russia ETF and VanEck Russia Small-Cap ETF, Series of VanEck ETF Trust, and Van Eck Associates Corporation; Notice of Application and Temporary Order2023-01-04T00:00:00-08:002023-01-04T00:00:00-08:002022-28538Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-04/pdf/2022-28538.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/04/2022-28545.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-01-04T00:00:00-08:002023-01-04T00:00:00-08:002022-28545Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-04/pdf/2022-28545.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/04/2022-28544.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Options 7, Section 42023-01-04T00:00:00-08:002023-01-04T00:00:00-08:002022-28544Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-04/pdf/2022-28544.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/04/2022-28543.htmlNotice - Monachil Credit Income Fund, et al.2023-01-04T00:00:00-08:002023-01-04T00:00:00-08:002022-28543Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-04/pdf/2022-28543.pdf