Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/01/24?limit=200®isters=between&mode=atom2024-12-17T23:42:45-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01200.htmlRule - Adoption of Updated EDGAR Filer Manual2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01200Rulehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01200.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01267.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01267Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01267.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01266.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01266Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01266.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01265.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01265Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01265.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01264.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01264Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01264.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01260.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01260Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01260.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01259.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 7.31E2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01259Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01259.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01247.htmlNotice - Forum Real Estate Income Fund, et al.2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01247Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01247.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01246.htmlNotice - Submission for OMB Review; Comment Request; Extension: Trust Indenture Act Rules 7a-15 Through 7a-372023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01246Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01246.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01254.htmlNotice - Submission for OMB Review; Comment Request: Extension: Rule 17a-14 and Form CRS2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01254Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01254.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01251.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 10b-102023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01251Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01251.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01250.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 3a71-3(d)2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01250Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01250.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01249.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15c2-52023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01249Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01249.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01248.htmlNotice - Submission for OMB Review; Comment Request; Extension: Schedule 13E-4F2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01248Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01248.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01277.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01277Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01277.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01276.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear Fee Grid for 20232023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01276Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01276.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01275.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01275Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01275.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01274.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01274Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01274.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01273.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01273Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01273.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01272.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01272Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01272.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01271.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01271Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01271.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01270.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Liquidity Risk Model Framework2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01270Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01270.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01269.htmlNotice - Self-Regulatory Organizations; NYSE National Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01269Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01269.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01268.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.96302023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01268Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01268.pdfhttps://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01430.htmlNotice - Sunshine Act Meetings2023-01-24T00:00:00-08:002023-01-24T00:00:00-08:002023-01430Noticehttps://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01430.pdf