Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/01/19?limit=200&registers=between&mode=atom 2024-11-26T21:12:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00893.html Notice - RBB Fund Trust and Element ETFs, LLC 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00893 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00893.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00908.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00908 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00908.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00906.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00906 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00906.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00913.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00913 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00913.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00912.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00912 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00912.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00909.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19E Concerning Pre-Trade Risk Controls 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00909 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00909.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00989.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.6 Concerning All-or-None Orders With the Size of One Contract 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00989 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00989.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00987.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00987 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00987.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00986.html Notice - Proposed Collection; Comment Request; Extension: Investment Company Interactive Data 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00986 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00986.pdf https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00971.html Notice - Prospect Capital Management L.P. and Prospect Floating Rate and Alternative Income Fund, Inc. 2023-01-19T00:00:00-08:00 2023-01-19T00:00:00-08:00 2023-00971 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00971.pdf