<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/01/17?registers=between Tue, 17 Dec 2024 22:53:18 -0800 Tue, 17 Dec 2024 22:53:18 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/01/17?registers=between Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00660.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00660.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00660 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00660.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00659.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00659.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00659 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00659.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00658.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00658.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00658 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00658.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00657.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00657.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00657 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00657.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Extension of Review Period of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00656.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00656.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00656 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00656.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00655.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00655.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00655 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00655.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00654.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00654.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00654 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00654.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00653.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00653.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00653 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00653.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15b11-1/Form BD-N https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00666.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00666.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00666 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00666.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00662.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00662.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00662 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00662.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00661.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00661.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00661 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00661.pdf Notice - Cadre Horizon Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00639.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00639.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00639 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00639.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00869.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00869.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00869 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00869.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the Capital Replenishment Plan https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00774.html https://regulations.justia.com/regulations/fedreg/2023/01/17/2023-00774.html Tue, 17 Jan 2023 00:00:00 -0800 2023-00774 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-17/pdf/2023-00774.pdf