<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/12?registers=between&min-day=1&max-day=31 Fri, 17 May 2024 04:22:42 -0700 Fri, 17 May 2024 04:22:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/12?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28202.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28202.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28202 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28202.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 7 https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28201.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28201.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28201 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28201.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28200.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28200.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28200 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28200.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28199.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28199.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28199 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28199.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Annual Listing Fee Set Forth in Section 902.03 of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28197.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28197.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28197 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28197.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Representations Relating to the Stance Equity ESG Large Cap Core ETF https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28196.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28196.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28196 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28196.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Collateral Risk Management Framework, ICC Treasury Operations Policies and Procedures, and ICC Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28195.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28195.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28195 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28195.pdf Notice - Forum Real Estate Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28181.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28181.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28181 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28181.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-8B-4 https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28180.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28180.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28180 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28180.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-22 https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28179.html https://regulations.justia.com/regulations/fedreg/2022/12/28/2022-28179.html Wed, 28 Dec 2022 00:00:00 -0800 2022-28179 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-28/pdf/2022-28179.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28080.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28080.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28080 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28080.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4754 Regarding Close Eligible Interest https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28079.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28079.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28079 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28079.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Corporation; Order Granting Proposed Rule Changes To Amend Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28088.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28088.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28088 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28088.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To No Longer Operate Its 10 Gigabit Ultra-Low Latency Connectivity on a Single Shared Network With Its Affiliate, Miami International Securities Exchange, LLC https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28087.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28087.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28087 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28087.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 519C Mass Cancellation of Trading Interest https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28086.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28086.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28086 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28086.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Alternative Display Facility New Entrant https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28085.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28085.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28085 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28085.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28084.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28084.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28084 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28084.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28083.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28083.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28083 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28083.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To No Longer Operate MIAX's 10 Gigabit Ultra-Low Latency Connectivity on a Single Shared Network With Its Affiliate, MIAX PEARL, LLC https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28082.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28082.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28082 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28082.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28081.html https://regulations.justia.com/regulations/fedreg/2022/12/27/2022-28081.html Tue, 27 Dec 2022 00:00:00 -0800 2022-28081 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-27/pdf/2022-28081.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2023 https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27916.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27916.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27916 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27916.pdf Notice - PCM Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27913.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27913.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27913 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27913.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27912.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27912.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27912 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27912.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-Inclusive Annual Fees for Certain Companies https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27911.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27911.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27911 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27911.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Increase Certain Annual Fees Set Forth in Section 141 of the NYSE American Company Guide https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27910.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27910.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27910 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27910.pdf Notice - Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008) https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27959.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27959.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27959 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27959.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 32a-4 https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27907.html https://regulations.justia.com/regulations/fedreg/2022/12/23/2022-27907.html Fri, 23 Dec 2022 00:00:00 -0800 2022-27907 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-23/pdf/2022-27907.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27789.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27789.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27789 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27789.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27788.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27788.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27788 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27788.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27787.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27787.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27787 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27787.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Functionality in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27786.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27786.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27786 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27786.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27785.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27785.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27785 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27785.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27784.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27784.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27784 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27784.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27783.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27783.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27783 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27783.pdf Notice - ACAP Strategic Fund, et al. https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27794.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27794.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27794 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27794.pdf Notice - Golub Capital BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27793.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27793.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27793 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27793.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Amendments to the Preamble to Rule 9217 and To Add Rule 2.1210 to the Exchange's Minor Rule Violation Plan for Equities and Options https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27791.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27791.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27791 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27791.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27790.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27790.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27790 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27790.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27921.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27921.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27921 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27921.pdf Rule - Technical Amendments to Commission Rules https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27636.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27636.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27636 Rule https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27636.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27649.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27649.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27649 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27649.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27648.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27648.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27648 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27648.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27659.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27659.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27659 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27659.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27658.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27658.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27658 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27658.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27657.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27657.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27657 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27657.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule To Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27656.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27656.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27656 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27656.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27655.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27655.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27655 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27655.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2, Sections 4, 5, and 11 https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27654.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27654.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27654 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27654.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Reflect Adjustments to FINRA's Registration Fees Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27653.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27653.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27653 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27653.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27652.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27652.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27652 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27652.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40P-O https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27651.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27651.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27651 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27651.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Finance Procedures https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27650.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27650.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27650 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27650.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rules 5605 and 5606 https://regulations.justia.com/regulations/fedreg/2022/12/20/2022-27497.html https://regulations.justia.com/regulations/fedreg/2022/12/20/2022-27497.html Tue, 20 Dec 2022 00:00:00 -0800 2022-27497 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-20/pdf/2022-27497.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 19b-1 https://regulations.justia.com/regulations/fedreg/2022/12/20/2022-27488.html https://regulations.justia.com/regulations/fedreg/2022/12/20/2022-27488.html Tue, 20 Dec 2022 00:00:00 -0800 2022-27488 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-20/pdf/2022-27488.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E https://regulations.justia.com/regulations/fedreg/2022/12/20/2022-27500.html https://regulations.justia.com/regulations/fedreg/2022/12/20/2022-27500.html Tue, 20 Dec 2022 00:00:00 -0800 2022-27500 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-20/pdf/2022-27500.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27641.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27641.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27641 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27641.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27384.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27384.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27384 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27384.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27383.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27383.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27383 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27383.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27382.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27382.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27382 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27382.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27381.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27381.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27381 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27381.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e) https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27380.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27380.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27380 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27380.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27379.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27379.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27379 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27379.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27378.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27378.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27378 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27378.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27377.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27377.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27377 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27377.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27376.html https://regulations.justia.com/regulations/fedreg/2022/12/19/2022-27376.html Mon, 19 Dec 2022 00:00:00 -0800 2022-27376 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-19/pdf/2022-27376.pdf Proposed Rule - Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-24376.html https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-24376.html Fri, 16 Dec 2022 00:00:00 -0800 2022-24376 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-12-16/pdf/2022-24376.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27163.html https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27163.html Fri, 16 Dec 2022 00:00:00 -0800 2022-27163 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-16/pdf/2022-27163.pdf Notice - Silver Spike Investment Corp., et al. https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27266.html https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27266.html Fri, 16 Dec 2022 00:00:00 -0800 2022-27266 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-16/pdf/2022-27266.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27257.html https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27257.html Fri, 16 Dec 2022 00:00:00 -0800 2022-27257 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-16/pdf/2022-27257.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27256.html https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27256.html Fri, 16 Dec 2022 00:00:00 -0800 2022-27256 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-16/pdf/2022-27256.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5 https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27255.html https://regulations.justia.com/regulations/fedreg/2022/12/16/2022-27255.html Fri, 16 Dec 2022 00:00:00 -0800 2022-27255 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-16/pdf/2022-27255.pdf Notice - MidCap Financial Investment Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/12/15/2022-27168.html https://regulations.justia.com/regulations/fedreg/2022/12/15/2022-27168.html Thu, 15 Dec 2022 00:00:00 -0800 2022-27168 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-15/pdf/2022-27168.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/15/2022-27162.html https://regulations.justia.com/regulations/fedreg/2022/12/15/2022-27162.html Thu, 15 Dec 2022 00:00:00 -0800 2022-27162 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-15/pdf/2022-27162.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/15/2022-27161.html https://regulations.justia.com/regulations/fedreg/2022/12/15/2022-27161.html Thu, 15 Dec 2022 00:00:00 -0800 2022-27161 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-15/pdf/2022-27161.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Providing Clearing Services for Additional Index and Single Name Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27052.html https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27052.html Wed, 14 Dec 2022 00:00:00 -0800 2022-27052 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-14/pdf/2022-27052.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27051.html https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27051.html Wed, 14 Dec 2022 00:00:00 -0800 2022-27051 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-14/pdf/2022-27051.pdf Notice - Monroe Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27043.html https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27043.html Wed, 14 Dec 2022 00:00:00 -0800 2022-27043 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-14/pdf/2022-27043.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27054.html https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27054.html Wed, 14 Dec 2022 00:00:00 -0800 2022-27054 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-14/pdf/2022-27054.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27053.html https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27053.html Wed, 14 Dec 2022 00:00:00 -0800 2022-27053 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-14/pdf/2022-27053.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27222.html https://regulations.justia.com/regulations/fedreg/2022/12/14/2022-27222.html Wed, 14 Dec 2022 00:00:00 -0800 2022-27222 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-14/pdf/2022-27222.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision) To Extend the Temporary Remote Inspection Relief to IEX Members for Calendar Year 2022 https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-26950.html https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-26950.html Tue, 13 Dec 2022 00:00:00 -0800 2022-26950 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-13/pdf/2022-26950.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-26949.html https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-26949.html Tue, 13 Dec 2022 00:00:00 -0800 2022-26949 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-13/pdf/2022-26949.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-27154.html https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-27154.html Tue, 13 Dec 2022 00:00:00 -0800 2022-27154 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-13/pdf/2022-27154.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17f-7 https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-26961.html https://regulations.justia.com/regulations/fedreg/2022/12/13/2022-26961.html Tue, 13 Dec 2022 00:00:00 -0800 2022-26961 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-13/pdf/2022-26961.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-27038.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-27038.html Mon, 12 Dec 2022 00:00:00 -0800 2022-27038 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-27038.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26948.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26948.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26948 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26948.pdf Proposed Rule - Reopening of Comment Period for Share Repurchase Disclosure Modernization https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26898.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26898.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26898 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26898.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26944.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26944.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26944 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26944.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26867.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26867.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26867 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26867.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26866.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26866.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26866 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26866.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4753 and Equity 4, Rule 4703 https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26865.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26865.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26865 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26865.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26864.html https://regulations.justia.com/regulations/fedreg/2022/12/12/2022-26864.html Mon, 12 Dec 2022 00:00:00 -0800 2022-26864 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-12/pdf/2022-26864.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26901.html https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26901.html Fri, 09 Dec 2022 00:00:00 -0800 2022-26901 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-09/pdf/2022-26901.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26745.html https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26745.html Fri, 09 Dec 2022 00:00:00 -0800 2022-26745 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-09/pdf/2022-26745.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26744.html https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26744.html Fri, 09 Dec 2022 00:00:00 -0800 2022-26744 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-09/pdf/2022-26744.pdf Notice - Submission for OMB Review; Comment Request; Extension: Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C) https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26817.html https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26817.html Fri, 09 Dec 2022 00:00:00 -0800 2022-26817 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-09/pdf/2022-26817.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-17D-1 https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26815.html https://regulations.justia.com/regulations/fedreg/2022/12/09/2022-26815.html Fri, 09 Dec 2022 00:00:00 -0800 2022-26815 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-09/pdf/2022-26815.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise https://regulations.justia.com/regulations/fedreg/2022/12/08/2022-26650.html https://regulations.justia.com/regulations/fedreg/2022/12/08/2022-26650.html Thu, 08 Dec 2022 00:00:00 -0800 2022-26650 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-08/pdf/2022-26650.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26539.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26539.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26539 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26539.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26538.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26538.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26538 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26538.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26537.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26537.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26537 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26537.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Distributions Guide https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26536.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26536.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26536 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26536.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 2 and Amendment No. 3 and of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Order https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26535.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26535.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26535 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26535.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26534.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26534.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26534 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26534.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Non-Displayed Pegged Order Types for Determining Whether a Quote Instability Condition Exists https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26533.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26533.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26533 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26533.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26541.html https://regulations.justia.com/regulations/fedreg/2022/12/07/2022-26541.html Wed, 07 Dec 2022 00:00:00 -0800 2022-26541 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-07/pdf/2022-26541.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26444.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26444.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26444 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26444.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26443.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26443.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26443 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26443.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26442.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26442.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26442 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26442.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26441.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26441.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26441 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26441.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26440.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26440.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26440 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26440.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listed Company Manual Section 302.00 https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26439.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26439.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26439 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26439.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26445.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26445.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26445 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26445.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 15b1-1/Form BD https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26426.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26426.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26426 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26426.pdf Notice - Proposed Collection; Comment Request; Extension: Regulation SBSR https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26425.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26425.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26425 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26425.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 19b-5 and Form PILOT https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26424.html https://regulations.justia.com/regulations/fedreg/2022/12/06/2022-26424.html Tue, 06 Dec 2022 00:00:00 -0800 2022-26424 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-06/pdf/2022-26424.pdf Notice - Varagon Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26330.html https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26330.html Mon, 05 Dec 2022 00:00:00 -0800 2022-26330 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-05/pdf/2022-26330.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 302 https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26336.html https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26336.html Mon, 05 Dec 2022 00:00:00 -0800 2022-26336 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-05/pdf/2022-26336.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19E https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26334.html https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26334.html Mon, 05 Dec 2022 00:00:00 -0800 2022-26334 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-05/pdf/2022-26334.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26486.html https://regulations.justia.com/regulations/fedreg/2022/12/05/2022-26486.html Mon, 05 Dec 2022 00:00:00 -0800 2022-26486 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-05/pdf/2022-26486.pdf Notice - Joint Industry Plan; Notice of Filing of Partial Amendment No. 1 to an Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26235.html https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26235.html Fri, 02 Dec 2022 00:00:00 -0800 2022-26235 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-02/pdf/2022-26235.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 10.3 Regarding Margin Requirements https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26234.html https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26234.html Fri, 02 Dec 2022 00:00:00 -0800 2022-26234 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-02/pdf/2022-26234.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26233.html https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26233.html Fri, 02 Dec 2022 00:00:00 -0800 2022-26233 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-02/pdf/2022-26233.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26232.html https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26232.html Fri, 02 Dec 2022 00:00:00 -0800 2022-26232 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-02/pdf/2022-26232.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26133.html https://regulations.justia.com/regulations/fedreg/2022/12/02/2022-26133.html Fri, 02 Dec 2022 00:00:00 -0800 2022-26133 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-12-02/pdf/2022-26133.pdf