<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/12/22?registers=between Sat, 23 Nov 2024 22:55:43 -0800 Sat, 23 Nov 2024 22:55:43 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/12/22?registers=between Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27789.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27789.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27789 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27789.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27788.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27788.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27788 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27788.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27787.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27787.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27787 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27787.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Functionality in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27786.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27786.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27786 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27786.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27785.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27785.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27785 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27785.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27784.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27784.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27784 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27784.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27783.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27783.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27783 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27783.pdf Notice - ACAP Strategic Fund, et al. https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27794.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27794.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27794 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27794.pdf Notice - Golub Capital BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27793.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27793.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27793 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27793.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Amendments to the Preamble to Rule 9217 and To Add Rule 2.1210 to the Exchange's Minor Rule Violation Plan for Equities and Options https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27791.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27791.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27791 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27791.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27790.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27790.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27790 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27790.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27921.html https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27921.html Thu, 22 Dec 2022 00:00:00 -0800 2022-27921 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27921.pdf