Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/12/22?limit=200&registers=between&mode=atom 2024-11-27T16:14:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27789.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27789 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27789.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27788.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27788 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27788.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27787.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27787 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27787.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27786.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Functionality in Connection With a Technology Migration 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27786 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27786.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27785.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27785 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27785.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27784.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27784 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27784.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27783.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27783 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27783.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27794.html Notice - ACAP Strategic Fund, et al. 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27794 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27794.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27793.html Notice - Golub Capital BDC, Inc., et al. 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27793 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27793.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27791.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Amendments to the Preamble to Rule 9217 and To Add Rule 2.1210 to the Exchange's Minor Rule Violation Plan for Equities and Options 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27791 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27791.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27790.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27790 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27790.pdf https://regulations.justia.com/regulations/fedreg/2022/12/22/2022-27921.html Notice - Sunshine Act Meetings 2022-12-22T00:00:00-08:00 2022-12-22T00:00:00-08:00 2022-27921 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-22/pdf/2022-27921.pdf