Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/12/21?limit=200®isters=between&mode=atom2025-01-07T21:25:44-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27636.htmlRule - Technical Amendments to Commission Rules2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27636Rulehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27636.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27649.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27649Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27649.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27648.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27648Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27648.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27659.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27659Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27659.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27658.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27658Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27658.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27657.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27657Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27657.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27656.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule To Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27656Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27656.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27655.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27655Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27655.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27654.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2, Sections 4, 5, and 112022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27654Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27654.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27653.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Reflect Adjustments to FINRA's Registration Fees Related to the Central Registration Depository2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27653Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27653.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27652.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27652Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27652.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27651.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40P-O2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27651Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27651.pdfhttps://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27650.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Finance Procedures2022-12-21T00:00:00-08:002022-12-21T00:00:00-08:002022-27650Noticehttps://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27650.pdf