Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2025-03-17T02:42:14-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/11/30/2022-26106.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-11-30T00:00:00-08:002022-11-30T00:00:00-08:002022-26106Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-30/pdf/2022-26106.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/30/2022-26076.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, and MEMX LLC Concerning Options-Related Market Surveillance2022-11-30T00:00:00-08:002022-11-30T00:00:00-08:002022-26076Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-30/pdf/2022-26076.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25956.htmlNotice - Cantor Fitzgerald Sustainable Infrastructure Fund and Cantor Fitzgerald Investment Advisors, L.P.2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25956Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25956.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25950.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25950Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25950.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25949.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25949Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25949.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25948.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25948Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25948.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25947.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Options 7, Section 22022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25947Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25947.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25945.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25945Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25945.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-25943.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-25943Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-25943.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-26051.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-26051Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-26051.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-26045.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-26045Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-26045.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/29/2022-26044.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses2022-11-29T00:00:00-08:002022-11-29T00:00:00-08:002022-26044Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-29/pdf/2022-26044.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/28/2022-23757.htmlRule - Listing Standards for Recovery of Erroneously Awarded Compensation2022-11-28T00:00:00-08:002022-11-28T00:00:00-08:002022-23757Rulehttps://www.govinfo.gov/content/pkg/FR-2022-11-28/pdf/2022-23757.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/28/2022-25789.htmlNotice - Prospect Floating Rate and Alternative Income Fund, Inc. and Prospect Capital Management L.P.2022-11-28T00:00:00-08:002022-11-28T00:00:00-08:002022-25789Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-28/pdf/2022-25789.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/28/2022-25787.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program2022-11-28T00:00:00-08:002022-11-28T00:00:00-08:002022-25787Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-28/pdf/2022-25787.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/28/2022-25786.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit2022-11-28T00:00:00-08:002022-11-28T00:00:00-08:002022-25786Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-28/pdf/2022-25786.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/28/2022-26014.htmlNotice - Sunshine Act Meetings2022-11-28T00:00:00-08:002022-11-28T00:00:00-08:002022-26014Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-28/pdf/2022-26014.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-23756.htmlRule - Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-23756Rulehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-23756.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25927.htmlNotice - Sunshine Act Meetings2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25927Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25927.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25665.htmlNotice - Order Cancelling Registrations of Certain Transfer Agents2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25665Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25665.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25664.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Increase Position and Exercise Limits for Options on Apple Inc. Stock (“AAPL”)2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25664Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25664.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25663.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Modify IEX Rule 11.190(b)(7)2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25663Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25663.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25662.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to ICE Clear Europe Operational Risk and Resilience Policy2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25662Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25662.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25685.htmlNotice - In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25685Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25685.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25673.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25673Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25673.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25672.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25672Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25672.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25671.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25671Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25671.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25670.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25670Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25669.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25669Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25669.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25668.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25668Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25668.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25667.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25667Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25667.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25666.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program)2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25666Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25666.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25475.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 20232022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25475Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25475.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25474.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Corporation; Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25474Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25474.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25473.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading and the Short Term Option Series Program2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25473Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25473.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25472.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 47032022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25472Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25472.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25471.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees for Market Makers in the MIAX PEARL Options Fee Schedule2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25471Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25471.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25470.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Revisions to the Preamble to Rule 10.9217 and Add Rule 2.1210 to the List of Minor Rule Violations in Rule 10.9217(f)2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25470Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25470.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25476.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25476Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25476.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25621.htmlNotice - Hennessy Funds Trust, et al.2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25621Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25621.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25359.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25359Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25359.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25358.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614(f), Self-Trade Protection Modifiers2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25358Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25358.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25357.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 6.41P-O2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25357Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25357.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25356.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2617 Order Execution and Routing2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25356Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25356.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25355.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25355Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25355.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25354.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule BX Equity 6, Section 5 To Provide Participants With Additional Optional Settings2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25354Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25354.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25353.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 52022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25353Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25353.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25352.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes To Addendum A To Adopt Fees for the AIP Document Transfer Service as Part of AIP Attachments2022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25352Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25352.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25346.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17Ad-102022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25346Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25346.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/22/2022-25425.htmlNotice - 24X National Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342022-11-22T00:00:00-08:002022-11-22T00:00:00-08:002022-25425Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-22/pdf/2022-25425.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/21/2022-25234.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 and a Related Definition in Rule 16.12022-11-21T00:00:00-08:002022-11-21T00:00:00-08:002022-25234Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-21/pdf/2022-25234.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/21/2022-25233.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-11-21T00:00:00-08:002022-11-21T00:00:00-08:002022-25233Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-21/pdf/2022-25233.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/21/2022-25232.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 and a Related Definition in Rule 16.12022-11-21T00:00:00-08:002022-11-21T00:00:00-08:002022-25232Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-21/pdf/2022-25232.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/21/2022-25231.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 4.5(d)2022-11-21T00:00:00-08:002022-11-21T00:00:00-08:002022-25231Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-21/pdf/2022-25231.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/21/2022-25225.htmlNotice - Proposed Collection; Comment Request; Extension: Notice of Exempt Preliminary Roll-Up Communication2022-11-21T00:00:00-08:002022-11-21T00:00:00-08:002022-25225Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-21/pdf/2022-25225.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25237.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Initial and Annual Fees for Exchange Traded Products2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25237Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25237.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25235.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a)2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25235Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25235.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25230.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25230Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25230.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25226.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 1552022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25226Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25226.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25224.htmlNotice - Trinity Capital Inc.2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25224Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25224.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25088.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25088Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25088.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25087.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25087Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25087.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25105.htmlNotice - Proposed Collection; Comment Request; Extension: Schedule 13E-4F2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25105Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25105.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25104.htmlNotice - Proposed Collection; Comment Request; Extension: 7a-15 Through 7a-372022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25104Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25104.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25102.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-22022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25102Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25102.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25101.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-62022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25101Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25101.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25100.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d)2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25100Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25100.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25099.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 22c-12022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25099Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25099.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25098.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 204-52022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25098Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25098.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25097.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 6c-112022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25097Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25097.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25096.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 3a71-3(d)2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25096Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25096.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25095.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 10b-102022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25095Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25095.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25089.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-11-18T00:00:00-08:002022-11-18T00:00:00-08:002022-25089Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-18/pdf/2022-25089.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24895.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Permit Affiliated Users To Enable EdgeRisk Self Trade Prevention2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24895Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24895.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24894.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Permit Affiliated Users To Enable EdgeRisk Self Trade Prevention2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24894Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24894.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24893.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership and Trading Rights Fees2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24893Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24893.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24892.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Rule 2.1210 to the Exchange's Minor Rule Violation Plan for the Equities and Options Markets2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24892Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24892.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24891.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24891Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24891.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24890.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Phlx Equity 6, Section 5 Concerning Optional Risk Settings for Stocks2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24890Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24890.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24889.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24889Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24889.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-23694.htmlProposed Rule - Outsourcing by Investment Advisers2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-23694Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-23694.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24888.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24888Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24888.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24887.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24887Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24887.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24880.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-14 and Form CRS2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24880Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24880.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24959.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, As modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24959Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24959.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24958.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision)2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24958Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24958.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24957.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Harmonize the Exchange's Reimbursement Schedule for Forwarding Proxy and Other Issuer Material2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24957Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24957.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24956.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Permit Affiliated Users To Enable Match Trade Prevention2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24956Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24956.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24955.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Permit Affiliated Users To Enable Match Trade Prevention2022-11-16T00:00:00-08:002022-11-16T00:00:00-08:002022-24955Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24955.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24973.htmlNotice - Sunshine Act Meetings2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24973Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24973.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24766.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24766Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24766.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24765.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 52022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24765Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24765.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24764.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24764Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24764.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24763.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24763Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24763.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24762.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24762Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24762.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24761.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830.2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24761Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24761.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24760.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24760Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24760.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24759.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24759Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24759.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24769.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24769Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24769.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24768.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice and Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part GG of the ICE Clear Europe Delivery Procedures2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24768Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24768.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24767.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing2022-11-15T00:00:00-08:002022-11-15T00:00:00-08:002022-24767Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24767.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24653.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24653Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24653.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24652.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits2022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24652Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24652.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24651.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove the Monthly Volume Credit2022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24651Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24651.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24650.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees2022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24650Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24650.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24649.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Implementation Timeframe for the Introduction of Enhanced Anti-Internalization Functionality2022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24649Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24649.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24648.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Legacy Disciplinary Rules 475, 476, 476A, and 477; Adopt New Rule 2050; and Make Conforming Changes to Rules 2A, 27, 36, 600A, 619, 637, 3170, 8001, 8130, 8320, 9001 and 92172022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24648Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24648.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/14/2022-24647.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Corrections to Its By-Laws2022-11-14T00:00:00-08:002022-11-14T00:00:00-08:002022-24647Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-14/pdf/2022-24647.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/10/2022-24509.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through December 31 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision)2022-11-10T00:00:00-08:002022-11-10T00:00:00-08:002022-24509Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-10/pdf/2022-24509.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/10/2022-24508.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 6.64P-O2022-11-10T00:00:00-08:002022-11-10T00:00:00-08:002022-24508Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-10/pdf/2022-24508.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/10/2022-24507.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Certain Fees and Rebates for Qualified Contingent Cross Transactions2022-11-10T00:00:00-08:002022-11-10T00:00:00-08:002022-24507Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-10/pdf/2022-24507.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/10/2022-24506.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options2022-11-10T00:00:00-08:002022-11-10T00:00:00-08:002022-24506Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-10/pdf/2022-24506.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/10/2022-24505.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework, ICC Treasury Operations Policies and Procedures, and ICC Liquidity Risk Management Framework2022-11-10T00:00:00-08:002022-11-10T00:00:00-08:002022-24505Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-10/pdf/2022-24505.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24415.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24415Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24415.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24414.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Rate of Return on Euro Cash Margin and Guaranty Fund Deposits2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24414Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24414.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24413.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Electronic Multi-Leg Orders on BOX2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24413Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24413.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24412.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until May 8, 20232022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24412Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24412.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24411.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its SPXPM Pilot Program2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24411Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24411.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24410.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24410Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24410.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24408.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15b11-1/Form BD-N2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24408Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24408.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24428.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes; Correction2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24428Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24428.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24397.htmlNotice - J.P. Morgan Exchange-Traded Fund Trust, et al.2022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24397Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24397.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/09/2022-24380.htmlNotice - 24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342022-11-09T00:00:00-08:002022-11-09T00:00:00-08:002022-24380Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-09/pdf/2022-24380.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24288.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 1302022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24288Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24288.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24287.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24287Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24287.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24286.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes2022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24286Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24286.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24284.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF2022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24284Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24284.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24283.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24283Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24283.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24282.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes2022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24282Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24282.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/08/2022-24248.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-42022-11-08T00:00:00-08:002022-11-08T00:00:00-08:002022-24248Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-08/pdf/2022-24248.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/07/2022-24146.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614, Orders and Order Instructions and Rule 2618, Risk Settings and Trading Risk Metrics To Enhance Existing Risk Controls2022-11-07T00:00:00-08:002022-11-07T00:00:00-08:002022-24146Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-07/pdf/2022-24146.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/07/2022-24145.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Remove the Fill-Or-Kill (“FOK”) Order Type and Fill Or Kill (“FOK”) eQuotes From the Exchange2022-11-07T00:00:00-08:002022-11-07T00:00:00-08:002022-24145Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-07/pdf/2022-24145.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/07/2022-24144.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap2022-11-07T00:00:00-08:002022-11-07T00:00:00-08:002022-24144Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-07/pdf/2022-24144.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/07/2022-24143.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule2022-11-07T00:00:00-08:002022-11-07T00:00:00-08:002022-24143Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-07/pdf/2022-24143.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/07/2022-24142.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule2022-11-07T00:00:00-08:002022-11-07T00:00:00-08:002022-24142Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-07/pdf/2022-24142.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/07/2022-24141.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for XND2022-11-07T00:00:00-08:002022-11-07T00:00:00-08:002022-24141Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-07/pdf/2022-24141.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24008.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Availability of the Exchange's Existing Anti-Internalization Functionality to More Members2022-11-04T00:00:00-07:002022-11-04T00:00:00-07:002022-24008Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24008.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24007.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 31102022-11-04T00:00:00-07:002022-11-04T00:00:00-07:002022-24007Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24007.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24006.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership and Trading Rights Fees2022-11-04T00:00:00-07:002022-11-04T00:00:00-07:002022-24006Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24006.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24005.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees2022-11-04T00:00:00-07:002022-11-04T00:00:00-07:002022-24005Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24005.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24031.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees2022-11-04T00:00:00-07:002022-11-04T00:00:00-07:002022-24031Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24031.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24109.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17f-1(g)2022-11-04T00:00:00-07:002022-11-04T00:00:00-07:002022-24109Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24109.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-22670.htmlRule - Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-22670Rulehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-22670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23874.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-222022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23874Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23874.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23871.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23871Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23871.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23870.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23870Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23870.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23869.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23869Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23869.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23884.htmlNotice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23884Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23884.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/02/2022-23788.htmlNotice - Royalty Pharma plc and Royalty Pharma Finance Corporation2022-11-02T00:00:00-07:002022-11-02T00:00:00-07:002022-23788Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-02/pdf/2022-23788.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/02/2022-23783.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 1801, Definitions and Rule 1809, Terms of Index Options Contracts To Remove References to BRIXX Indexes2022-11-02T00:00:00-07:002022-11-02T00:00:00-07:002022-23783Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-02/pdf/2022-23783.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/01/2022-23675.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 11 Related to ISO Functionality2022-11-01T00:00:00-07:002022-11-01T00:00:00-07:002022-23675Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-01/pdf/2022-23675.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/01/2022-23693.htmlNotice - Submission for OMB Review; Comment Request; Extension: Exchange Act Rule 3a71-32022-11-01T00:00:00-07:002022-11-01T00:00:00-07:002022-23693Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-01/pdf/2022-23693.pdf