<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11/25?registers=between Tue, 21 May 2024 05:42:05 -0700 Tue, 21 May 2024 05:42:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11/25?registers=between Rule - Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-23756.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-23756.html Fri, 25 Nov 2022 00:00:00 -0800 2022-23756 Rule https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-23756.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25927.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25927.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25927 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25927.pdf Notice - Order Cancelling Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25665.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25665.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25665 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25665.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Increase Position and Exercise Limits for Options on Apple Inc. Stock (“AAPL”) https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25664.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25664.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25664 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25664.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Modify IEX Rule 11.190(b)(7) https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25663.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25663.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25663 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25663.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to ICE Clear Europe Operational Risk and Resilience Policy https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25662.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25662.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25662 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25662.pdf Notice - In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25685.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25685.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25685 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25685.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25673.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25673.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25673 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25673.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25672.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25672.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25672 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25672.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25671.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25671.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25671 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25671.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25670.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25670.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25670 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25670.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25669.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25669.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25669 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25669.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25668.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25668.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25668 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25668.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25667.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25667.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25667 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25667.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program) https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25666.html https://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25666.html Fri, 25 Nov 2022 00:00:00 -0800 2022-25666 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25666.pdf