Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11/25?limit=200®isters=between&mode=atom2024-05-21T13:48:17-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-23756.htmlRule - Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-23756Rulehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-23756.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25927.htmlNotice - Sunshine Act Meetings2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25927Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25927.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25665.htmlNotice - Order Cancelling Registrations of Certain Transfer Agents2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25665Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25665.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25664.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Increase Position and Exercise Limits for Options on Apple Inc. Stock (“AAPL”)2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25664Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25664.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25663.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Modify IEX Rule 11.190(b)(7)2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25663Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25663.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25662.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to ICE Clear Europe Operational Risk and Resilience Policy2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25662Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25662.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25685.htmlNotice - In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25685Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25685.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25673.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25673Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25673.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25672.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25672Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25672.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25671.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25671Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25671.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25670.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25670Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25669.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25669Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25669.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25668.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25668Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25668.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25667.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25667Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25667.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/25/2022-25666.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program)2022-11-25T00:00:00-08:002022-11-25T00:00:00-08:002022-25666Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-25/pdf/2022-25666.pdf