Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11/23?limit=200®isters=between&mode=atom2024-12-04T18:06:30-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25475.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 20232022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25475Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25475.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25474.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Corporation; Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25474Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25474.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25473.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading and the Short Term Option Series Program2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25473Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25473.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25472.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 47032022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25472Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25472.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25471.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees for Market Makers in the MIAX PEARL Options Fee Schedule2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25471Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25471.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25470.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Revisions to the Preamble to Rule 10.9217 and Add Rule 2.1210 to the List of Minor Rule Violations in Rule 10.9217(f)2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25470Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25470.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25476.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25476Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25476.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25621.htmlNotice - Hennessy Funds Trust, et al.2022-11-23T00:00:00-08:002022-11-23T00:00:00-08:002022-25621Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25621.pdf