Securities and Exchange Commission November 18, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 18 of 18
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Initial and Annual Fees for Exchange Traded Products
Document Number: 2022-25237
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25237.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a)
Document Number: 2022-25235
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25235.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E
Document Number: 2022-25230
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25230.html
Proposed Collection; Comment Request; Extension: Rule 155
Document Number: 2022-25226
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25226.html
Trinity Capital Inc.
Document Number: 2022-25224
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25224.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges
Document Number: 2022-25088
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25088.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
Document Number: 2022-25087
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25087.html
Proposed Collection; Comment Request; Extension: Schedule 13E-4F
Document Number: 2022-25105
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25105.html
Proposed Collection; Comment Request; Extension: 7a-15 Through 7a-37
Document Number: 2022-25104
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25104.html
Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-2
Document Number: 2022-25102
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25102.html
Submission for OMB Review; Comment Request; Extension: Rule 17a-6
Document Number: 2022-25101
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25101.html
Submission for OMB Review; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d)
Document Number: 2022-25100
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25100.html
Submission for OMB Review; Comment Request; Extension: Rule 22c-1
Document Number: 2022-25099
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25099.html
Submission for OMB Review; Comment Request; Extension: Rule 204-5
Document Number: 2022-25098
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25098.html
Submission for OMB Review; Comment Request; Extension: Rule 6c-11
Document Number: 2022-25097
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25097.html
Proposed Collection; Comment Request; Extension: Rule 3a71-3(d)
Document Number: 2022-25096
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25096.html
Proposed Collection; Comment Request; Extension: Rule 10b-10
Document Number: 2022-25095
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25095.html
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2022-25089
Type: Notice
Date: 2022-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/11/18/2022-25089.html
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