<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11/15?registers=between Sat, 23 Nov 2024 07:32:06 -0800 Sat, 23 Nov 2024 07:32:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/11/15?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24973.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24973.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24973 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24973.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24766.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24766.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24766 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24766.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 5 https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24765.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24765.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24765 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24765.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24764.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24764.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24764 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24764.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24763.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24763.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24763 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24763.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24762.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24762.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24762 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24762.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830. https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24761.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24761.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24761 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24761.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24760.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24760.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24760 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24760.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24759.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24759.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24759 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24759.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24769.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24769.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24769 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24769.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice and Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part GG of the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24768.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24768.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24768 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24768.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24767.html https://regulations.justia.com/regulations/fedreg/2022/11/15/2022-24767.html Tue, 15 Nov 2022 00:00:00 -0800 2022-24767 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-15/pdf/2022-24767.pdf