Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/10?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-04-20T04:40:32-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23771.html Notice - Sunshine Act Meetings 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23771 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23771.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23571.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-13 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23571 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23571.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23570.html Notice - Submission for OMB Review; Comment Request; Extension: Regulation S-AM 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23570 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23570.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23583.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3307 To Enhance the Anti-Internalization Functionality Available on the Exchange 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23583 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23583.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23582.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Relating To Providing Clearing Services for Additional Index and Single Name CDS 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23582 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23582.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23581.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of NYSE Arca Rule 2.1210 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23581 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23581.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23580.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of Article 6, Rule 13 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23580 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23580.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23579.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23579 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23579.pdf https://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23578.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Commentary .01 of NYSE National Rule 2.1210 2022-10-31T00:00:00-07:00 2022-10-31T00:00:00-07:00 2022-23578 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23578.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23483.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 7 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23483 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23483.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23482.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23482 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23482.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23481.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23481 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23481.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23480.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Equity 2, Section 3 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23480 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23480.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23479.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23479 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23479.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23471.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-1 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23471 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23471.pdf https://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23677.html Notice - Sunshine Act Meetings 2022-10-28T00:00:00-07:00 2022-10-28T00:00:00-07:00 2022-23677 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23677.pdf https://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23356.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports 2022-10-27T00:00:00-07:00 2022-10-27T00:00:00-07:00 2022-23356 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23356.pdf https://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23355.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports 2022-10-27T00:00:00-07:00 2022-10-27T00:00:00-07:00 2022-23355 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23355.pdf https://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23354.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7 in Connection With a Technology Migration 2022-10-27T00:00:00-07:00 2022-10-27T00:00:00-07:00 2022-23354 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23354.pdf https://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23353.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e) 2022-10-27T00:00:00-07:00 2022-10-27T00:00:00-07:00 2022-23353 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23353.pdf https://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23352.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products 2022-10-27T00:00:00-07:00 2022-10-27T00:00:00-07:00 2022-23352 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23352.pdf https://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23351.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase Certain Connectivity Fees and Increase the Monthly Fees for MIAX Express Network Full Service Ports 2022-10-27T00:00:00-07:00 2022-10-27T00:00:00-07:00 2022-23351 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23351.pdf https://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23239.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 2022-10-26T00:00:00-07:00 2022-10-26T00:00:00-07:00 2022-23239 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23239.pdf https://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23238.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44-E 2022-10-26T00:00:00-07:00 2022-10-26T00:00:00-07:00 2022-23238 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23238.pdf https://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23234.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice and Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Investment Management Procedures 2022-10-26T00:00:00-07:00 2022-10-26T00:00:00-07:00 2022-23234 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23234.pdf https://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23230.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendments No. 1, 2, 3, and 4 and Notice of No Objection to Advance Notice, as Modified by Partial Amendments No. 1, 2, 3, and 4 Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications 2022-10-26T00:00:00-07:00 2022-10-26T00:00:00-07:00 2022-23230 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23230.pdf https://regulations.justia.com/regulations/fedreg/2022/10/25/2022-23087.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130 2022-10-25T00:00:00-07:00 2022-10-25T00:00:00-07:00 2022-23087 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-23087.pdf https://regulations.justia.com/regulations/fedreg/2022/10/25/2022-23085.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-027 and the Temporary Amendments to FINRA Rule 9341(d) in SR-FINRA-2020-015 2022-10-25T00:00:00-07:00 2022-10-25T00:00:00-07:00 2022-23085 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-23085.pdf https://regulations.justia.com/regulations/fedreg/2022/10/25/2022-20288.html Proposed Rule - Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities 2022-10-25T00:00:00-07:00 2022-10-25T00:00:00-07:00 2022-20288 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-20288.pdf https://regulations.justia.com/regulations/fedreg/2022/10/25/2022-23101.html Notice - Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-N 2022-10-25T00:00:00-07:00 2022-10-25T00:00:00-07:00 2022-23101 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-23101.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22988.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC and MEMX LLC Concerning Options-Related Sales Practice Matters 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22988 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22988.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22977.html Notice - Proposed Collection; Comment Request; Extension: Rule 201 and Rule 200(g) of Regulation SHO 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22977 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22977.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22976.html Notice - Proposed Collection; Comment Request; Extension: Rule 18f-1 and Form N-18f-1 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22976 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22976.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22975.html Notice - Proposed Collection; Comment Request; Extension: Rule 602 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22975 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22975.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-23071.html Notice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-23071 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-23071.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22989.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22989 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22989.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-23190.html Notice - Sunshine Act Meetings 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-23190 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-23190.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-23081.html Notice - Sunshine Act Meetings 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-23081 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-23081.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22840.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22840 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22840.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22839.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Schedule of Credits at Equity 7, Section 118(a) 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22839 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22839.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22838.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22838 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22838.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22855.html Notice - Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22855 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22855.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22854.html Notice - Proposed Collection; Comment Request; Extension: Rule 15Fi-2 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22854 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22854.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22853.html Notice - Proposed Collection; Comment Request; Extension: Rule 19b-4 and Form 19b-4 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22853 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22853.pdf https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22852.html Notice - Proposed Collection; Comment Request; Extension: Rule 17a-1 2022-10-21T00:00:00-07:00 2022-10-21T00:00:00-07:00 2022-22852 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22852.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22732.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22732 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22732.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22731.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22731 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22731.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22730.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22730 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22730.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22738.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22738 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22738.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22737.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22737 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22737.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22736.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22736 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22736.pdf https://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22734.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule 2022-10-20T00:00:00-07:00 2022-10-20T00:00:00-07:00 2022-22734 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22734.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22660.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22660 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22660.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22659.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22659 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22659.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22658.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22658 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22658.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22657.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22657 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22657.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22656.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify and Update GSD Rules, MBSD Rules and EPN Rules 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22656 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22656.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22655.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Procedures Set Forth in the Custody Guide and the Underwriting Guide Including the Policy Statement on the Eligibility of Foreign Securities 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22655 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22655.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22663.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22663 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22663.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22662.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22662 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22662.pdf https://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22661.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 2022-10-19T00:00:00-07:00 2022-10-19T00:00:00-07:00 2022-22661 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22661.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22295.html Proposed Rule - Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22295 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22295.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22558.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 5 Related to Membership Fees 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22558 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22558.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22557.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 6 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22557 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22557.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22556.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22556 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22556.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22555.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Nasdaq's Program Providing Eligible Companies With Complimentary Board Recruiting Services 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22555 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22555.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22554.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22554 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22554.pdf https://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22629.html Notice - Lincoln Variable Insurance Products Trust and Lincoln Investment Advisors Corporation 2022-10-18T00:00:00-07:00 2022-10-18T00:00:00-07:00 2022-22629 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22629.pdf https://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22603.html Notice - Sunshine Act Meetings 2022-10-17T00:00:00-07:00 2022-10-17T00:00:00-07:00 2022-22603 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22603.pdf https://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22447.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists 2022-10-17T00:00:00-07:00 2022-10-17T00:00:00-07:00 2022-22447 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22447.pdf https://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22446.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-10-17T00:00:00-07:00 2022-10-17T00:00:00-07:00 2022-22446 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22446.pdf https://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22444.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company 2022-10-17T00:00:00-07:00 2022-10-17T00:00:00-07:00 2022-22444 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22444.pdf https://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22449.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing 2022-10-17T00:00:00-07:00 2022-10-17T00:00:00-07:00 2022-22449 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22449.pdf https://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22419.html Notice - Main Street Capital Corporation, et al. 2022-10-17T00:00:00-07:00 2022-10-17T00:00:00-07:00 2022-22419 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22419.pdf https://regulations.justia.com/regulations/fedreg/2022/10/14/2022-22345.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-10-14T00:00:00-07:00 2022-10-14T00:00:00-07:00 2022-22345 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-14/pdf/2022-22345.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22280.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22280 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22280.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22277.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the Waiver Period for Certain Non-Transaction Fees and To Extend the SPIKES Options Market Maker Incentive Program Until December 31, 2022 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22277 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22277.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22181.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22181 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22181.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22180.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22180 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22180.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22179.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22179 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22179.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22178.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22178 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22178.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22177.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22177 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22177.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22176.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22176 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22176.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22175.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22175 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22175.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22174.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities) 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22174 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22174.pdf https://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22194.html Rule - Adoption of Updated EDGAR Filer Manual 2022-10-13T00:00:00-07:00 2022-10-13T00:00:00-07:00 2022-22194 Rule https://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22194.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22082.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22082 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22082.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22081.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 3 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22081 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22081.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22098.html Notice - Submission for OMB Review; Comment Request; Extension: Form F-4 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22098 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22098.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22097.html Notice - Submission for OMB Review; Comment Request; Extension: Form S-4 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22097 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22097.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22096.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-4 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22096 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22096.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22095.html Notice - Submission for OMB Review; Comment Request; Extension: Form F-1 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22095 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22095.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22094.html Notice - Submission for OMB Review; Comment Request; Extension: Form F-7 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22094 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22094.pdf https://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22083.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders 2022-10-12T00:00:00-07:00 2022-10-12T00:00:00-07:00 2022-22083 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22083.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21989.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21989 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21989.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21988.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21988 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21988.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21987.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21987 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21987.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21986.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21986 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21986.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21985.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21985 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21985.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21984.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21984 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21984.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21983.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21983 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21983.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21982.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21982 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21982.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21981.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 11.28(a) To Extend the MOC Cut-Off Time 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21981 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21981.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21980.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21980 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21980.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21956.html Notice - Submission for OMB Review; Comment Request; Extension: Form 10 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21956 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21956.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21955.html Notice - Submission for OMB Review; Comment Request; Extension: Industry Guide 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21955 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21955.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21954.html Notice - Submission for OMB Review; Comment Request; Extension: Form 20-F 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21954 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21954.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21960.html Notice - Submission for OMB Review; Comment Request; Extension: Form 18-K 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21960 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21960.pdf https://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21959.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 12d1-3 2022-10-11T00:00:00-07:00 2022-10-11T00:00:00-07:00 2022-21959 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21959.pdf https://regulations.justia.com/regulations/fedreg/2022/10/06/2022-21909.html Notice - Sunshine Act Meetings 2022-10-06T00:00:00-07:00 2022-10-06T00:00:00-07:00 2022-21909 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-06/pdf/2022-21909.pdf https://regulations.justia.com/regulations/fedreg/2022/10/06/2022-21687.html Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 2022-10-06T00:00:00-07:00 2022-10-06T00:00:00-07:00 2022-21687 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-06/pdf/2022-21687.pdf https://regulations.justia.com/regulations/fedreg/2022/10/06/2022-21677.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board 2022-10-06T00:00:00-07:00 2022-10-06T00:00:00-07:00 2022-21677 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-06/pdf/2022-21677.pdf https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21561.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory Halt 2022-10-05T00:00:00-07:00 2022-10-05T00:00:00-07:00 2022-21561 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21561.pdf https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21560.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) 2022-10-05T00:00:00-07:00 2022-10-05T00:00:00-07:00 2022-21560 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21560.pdf https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21540.html Notice - Neuberger Berman BDC LLC, et al. 2022-10-05T00:00:00-07:00 2022-10-05T00:00:00-07:00 2022-21540 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21540.pdf https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21645.html Notice - Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP 2022-10-05T00:00:00-07:00 2022-10-05T00:00:00-07:00 2022-21645 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21645.pdf https://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21446.html Notice - Proposed Collection; Comment Request; Extension: Regulation 14C (Commission Rules 14c-1 Through 14c-7 and Schedule 14C) 2022-10-04T00:00:00-07:00 2022-10-04T00:00:00-07:00 2022-21446 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21446.pdf https://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21445.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 31a-2 2022-10-04T00:00:00-07:00 2022-10-04T00:00:00-07:00 2022-21445 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21445.pdf https://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21444.html Notice - Proposed Collection; Comment Request; Extension: Form N-17D-1 2022-10-04T00:00:00-07:00 2022-10-04T00:00:00-07:00 2022-21444 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21444.pdf https://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21435.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings 2022-10-04T00:00:00-07:00 2022-10-04T00:00:00-07:00 2022-21435 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21435.pdf https://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21339.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees 2022-10-03T00:00:00-07:00 2022-10-03T00:00:00-07:00 2022-21339 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21339.pdf https://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21338.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule 2022-10-03T00:00:00-07:00 2022-10-03T00:00:00-07:00 2022-21338 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21338.pdf https://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21337.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise 2022-10-03T00:00:00-07:00 2022-10-03T00:00:00-07:00 2022-21337 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21337.pdf https://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21335.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fee Provisions of the Listed Company Manual Applicable to Companies Listing Upon Emergence From Bankruptcy 2022-10-03T00:00:00-07:00 2022-10-03T00:00:00-07:00 2022-21335 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21335.pdf https://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21334.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees 2022-10-03T00:00:00-07:00 2022-10-03T00:00:00-07:00 2022-21334 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21334.pdf