Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/10?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-07T17:17:59-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23771.htmlNotice - Sunshine Act Meetings2022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23771Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23771.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23571.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-132022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23571Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23571.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23570.htmlNotice - Submission for OMB Review; Comment Request; Extension: Regulation S-AM2022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23570Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23570.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23583.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3307 To Enhance the Anti-Internalization Functionality Available on the Exchange2022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23583Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23583.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23582.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Relating To Providing Clearing Services for Additional Index and Single Name CDS2022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23582Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23582.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23581.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of NYSE Arca Rule 2.12102022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23581Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23581.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23580.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of Article 6, Rule 132022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23580Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23580.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23579.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange2022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23579Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23579.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/31/2022-23578.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Commentary .01 of NYSE National Rule 2.12102022-10-31T00:00:00-07:002022-10-31T00:00:00-07:002022-23578Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-31/pdf/2022-23578.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23483.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 72022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23483Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23483.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23482.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes2022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23482Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23482.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23481.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures2022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23481Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23481.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23480.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Equity 2, Section 32022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23480Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23480.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23479.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23479Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23479.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23471.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-12022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23471Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23471.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/28/2022-23677.htmlNotice - Sunshine Act Meetings2022-10-28T00:00:00-07:002022-10-28T00:00:00-07:002022-23677Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-28/pdf/2022-23677.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23356.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports2022-10-27T00:00:00-07:002022-10-27T00:00:00-07:002022-23356Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23356.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23355.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports2022-10-27T00:00:00-07:002022-10-27T00:00:00-07:002022-23355Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23355.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23354.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7 in Connection With a Technology Migration2022-10-27T00:00:00-07:002022-10-27T00:00:00-07:002022-23354Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23354.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23353.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e)2022-10-27T00:00:00-07:002022-10-27T00:00:00-07:002022-23353Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23353.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23352.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products2022-10-27T00:00:00-07:002022-10-27T00:00:00-07:002022-23352Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23352.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/27/2022-23351.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase Certain Connectivity Fees and Increase the Monthly Fees for MIAX Express Network Full Service Ports2022-10-27T00:00:00-07:002022-10-27T00:00:00-07:002022-23351Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-27/pdf/2022-23351.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23239.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.442022-10-26T00:00:00-07:002022-10-26T00:00:00-07:002022-23239Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23239.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23238.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44-E2022-10-26T00:00:00-07:002022-10-26T00:00:00-07:002022-23238Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23238.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23234.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice and Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Investment Management Procedures2022-10-26T00:00:00-07:002022-10-26T00:00:00-07:002022-23234Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23234.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/26/2022-23230.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendments No. 1, 2, 3, and 4 and Notice of No Objection to Advance Notice, as Modified by Partial Amendments No. 1, 2, 3, and 4 Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications2022-10-26T00:00:00-07:002022-10-26T00:00:00-07:002022-23230Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-26/pdf/2022-23230.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/25/2022-23087.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 1302022-10-25T00:00:00-07:002022-10-25T00:00:00-07:002022-23087Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-23087.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/25/2022-23085.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-027 and the Temporary Amendments to FINRA Rule 9341(d) in SR-FINRA-2020-0152022-10-25T00:00:00-07:002022-10-25T00:00:00-07:002022-23085Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-23085.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/25/2022-20288.htmlProposed Rule - Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities2022-10-25T00:00:00-07:002022-10-25T00:00:00-07:002022-20288Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-20288.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/25/2022-23101.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-N2022-10-25T00:00:00-07:002022-10-25T00:00:00-07:002022-23101Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-25/pdf/2022-23101.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22988.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC and MEMX LLC Concerning Options-Related Sales Practice Matters2022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-22988Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22988.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22977.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 201 and Rule 200(g) of Regulation SHO2022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-22977Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22977.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22976.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18f-1 and Form N-18f-12022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-22976Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22976.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22975.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 6022022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-22975Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22975.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-23071.htmlNotice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail2022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-23071Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-23071.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22989.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC2022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-22989Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22989.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/24/2022-23190.htmlNotice - Sunshine Act Meetings2022-10-24T00:00:00-07:002022-10-24T00:00:00-07:002022-23190Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-23190.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-23081.htmlNotice - Sunshine Act Meetings2022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-23081Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-23081.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22840.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements2022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22840Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22840.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22839.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Schedule of Credits at Equity 7, Section 118(a)2022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22839Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22839.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22838.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program2022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22838Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22838.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22855.htmlNotice - Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust2022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22855Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22855.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22854.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15Fi-22022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22854Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22854.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22853.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 19b-4 and Form 19b-42022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22853Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22853.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22852.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-12022-10-21T00:00:00-07:002022-10-21T00:00:00-07:002022-22852Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-21/pdf/2022-22852.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22732.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22732Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22732.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22731.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22731Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22731.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22730.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22730Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22730.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22738.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22738Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22738.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22737.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22737Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22737.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22736.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22736Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22736.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/20/2022-22734.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2022-10-20T00:00:00-07:002022-10-20T00:00:00-07:002022-22734Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-20/pdf/2022-22734.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22660.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22660Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22660.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22659.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22659Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22659.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22658.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22658Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22658.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22657.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 72022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22657Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22657.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22656.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify and Update GSD Rules, MBSD Rules and EPN Rules2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22656Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22656.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22655.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Procedures Set Forth in the Custody Guide and the Underwriting Guide Including the Policy Statement on the Eligibility of Foreign Securities2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22655Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22655.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22663.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22663Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22663.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22662.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22662Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22662.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/19/2022-22661.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 47572022-10-19T00:00:00-07:002022-10-19T00:00:00-07:002022-22661Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-19/pdf/2022-22661.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22295.htmlProposed Rule - Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments2022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22295Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22295.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22558.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 5 Related to Membership Fees2022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22558Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22558.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22557.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 62022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22557Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22557.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22556.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule2022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22556Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22556.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22555.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Nasdaq's Program Providing Eligible Companies With Complimentary Board Recruiting Services2022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22555Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22555.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22554.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22554Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22554.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/18/2022-22629.htmlNotice - Lincoln Variable Insurance Products Trust and Lincoln Investment Advisors Corporation2022-10-18T00:00:00-07:002022-10-18T00:00:00-07:002022-22629Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-18/pdf/2022-22629.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22603.htmlNotice - Sunshine Act Meetings2022-10-17T00:00:00-07:002022-10-17T00:00:00-07:002022-22603Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22603.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22447.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists2022-10-17T00:00:00-07:002022-10-17T00:00:00-07:002022-22447Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22447.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22446.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-10-17T00:00:00-07:002022-10-17T00:00:00-07:002022-22446Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22446.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22444.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company2022-10-17T00:00:00-07:002022-10-17T00:00:00-07:002022-22444Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22444.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22449.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing2022-10-17T00:00:00-07:002022-10-17T00:00:00-07:002022-22449Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22449.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/17/2022-22419.htmlNotice - Main Street Capital Corporation, et al.2022-10-17T00:00:00-07:002022-10-17T00:00:00-07:002022-22419Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-17/pdf/2022-22419.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/14/2022-22345.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-10-14T00:00:00-07:002022-10-14T00:00:00-07:002022-22345Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-14/pdf/2022-22345.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22280.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22280Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22280.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22277.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the Waiver Period for Certain Non-Transaction Fees and To Extend the SPIKES Options Market Maker Incentive Program Until December 31, 20222022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22277Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22277.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22181.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22181Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22181.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22180.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22180Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22180.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22179.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22179Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22179.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22178.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22178Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22178.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22177.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22177Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22177.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22176.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22176Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22176.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22175.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22175Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22175.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22174.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities)2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22174Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22174.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/13/2022-22194.htmlRule - Adoption of Updated EDGAR Filer Manual2022-10-13T00:00:00-07:002022-10-13T00:00:00-07:002022-22194Rulehttps://www.govinfo.gov/content/pkg/FR-2022-10-13/pdf/2022-22194.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22082.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22082Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22082.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22081.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 32022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22081Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22081.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22098.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form F-42022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22098Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22098.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22097.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form S-42022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22097Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22097.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22096.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-42022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22096Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22096.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22095.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form F-12022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22095Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22095.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22094.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form F-72022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22094Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22094.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/12/2022-22083.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders2022-10-12T00:00:00-07:002022-10-12T00:00:00-07:002022-22083Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-12/pdf/2022-22083.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21989.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21989Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21989.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21988.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21988Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21988.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21987.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21987Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21987.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21986.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21986Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21986.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21985.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21985Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21985.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21984.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21984Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21984.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21983.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21983Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21983.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21982.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21982Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21982.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21981.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 11.28(a) To Extend the MOC Cut-Off Time2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21981Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21981.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21980.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21980Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21980.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21956.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 102022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21956Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21956.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21955.htmlNotice - Submission for OMB Review; Comment Request; Extension: Industry Guide2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21955Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21955.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21954.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 20-F2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21954Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21954.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21960.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 18-K2022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21960Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21960.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/11/2022-21959.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12d1-32022-10-11T00:00:00-07:002022-10-11T00:00:00-07:002022-21959Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-11/pdf/2022-21959.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/06/2022-21909.htmlNotice - Sunshine Act Meetings2022-10-06T00:00:00-07:002022-10-06T00:00:00-07:002022-21909Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-06/pdf/2022-21909.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/06/2022-21687.htmlNotice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 19402022-10-06T00:00:00-07:002022-10-06T00:00:00-07:002022-21687Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-06/pdf/2022-21687.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/06/2022-21677.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board2022-10-06T00:00:00-07:002022-10-06T00:00:00-07:002022-21677Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-06/pdf/2022-21677.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21561.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory Halt2022-10-05T00:00:00-07:002022-10-05T00:00:00-07:002022-21561Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21561.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21560.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)2022-10-05T00:00:00-07:002022-10-05T00:00:00-07:002022-21560Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21560.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21540.htmlNotice - Neuberger Berman BDC LLC, et al.2022-10-05T00:00:00-07:002022-10-05T00:00:00-07:002022-21540Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21540.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21645.htmlNotice - Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP2022-10-05T00:00:00-07:002022-10-05T00:00:00-07:002022-21645Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21645.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21446.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation 14C (Commission Rules 14c-1 Through 14c-7 and Schedule 14C)2022-10-04T00:00:00-07:002022-10-04T00:00:00-07:002022-21446Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21446.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21445.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 31a-22022-10-04T00:00:00-07:002022-10-04T00:00:00-07:002022-21445Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21445.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21444.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-17D-12022-10-04T00:00:00-07:002022-10-04T00:00:00-07:002022-21444Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21444.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/04/2022-21435.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings2022-10-04T00:00:00-07:002022-10-04T00:00:00-07:002022-21435Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-04/pdf/2022-21435.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21339.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees2022-10-03T00:00:00-07:002022-10-03T00:00:00-07:002022-21339Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21339.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21338.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule2022-10-03T00:00:00-07:002022-10-03T00:00:00-07:002022-21338Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21338.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21337.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise2022-10-03T00:00:00-07:002022-10-03T00:00:00-07:002022-21337Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21337.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21335.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fee Provisions of the Listed Company Manual Applicable to Companies Listing Upon Emergence From Bankruptcy2022-10-03T00:00:00-07:002022-10-03T00:00:00-07:002022-21335Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21335.pdfhttps://regulations.justia.com/regulations/fedreg/2022/10/03/2022-21334.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees2022-10-03T00:00:00-07:002022-10-03T00:00:00-07:002022-21334Noticehttps://www.govinfo.gov/content/pkg/FR-2022-10-03/pdf/2022-21334.pdf