Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/10/24?limit=200&registers=between&mode=atom 2025-01-22T22:44:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22988.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC and MEMX LLC Concerning Options-Related Sales Practice Matters 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22988 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22988.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22977.html Notice - Proposed Collection; Comment Request; Extension: Rule 201 and Rule 200(g) of Regulation SHO 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22977 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22977.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22976.html Notice - Proposed Collection; Comment Request; Extension: Rule 18f-1 and Form N-18f-1 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22976 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22976.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22975.html Notice - Proposed Collection; Comment Request; Extension: Rule 602 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22975 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22975.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-23071.html Notice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-23071 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-23071.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-22989.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-22989 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-22989.pdf https://regulations.justia.com/regulations/fedreg/2022/10/24/2022-23190.html Notice - Sunshine Act Meetings 2022-10-24T00:00:00-07:00 2022-10-24T00:00:00-07:00 2022-23190 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-24/pdf/2022-23190.pdf