<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09?registers=between&min-day=1&max-day=30 Sat, 04 May 2024 15:43:01 -0700 Sat, 04 May 2024 15:43:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.6 Concerning the Clearing Editor https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21196.html https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21196.html Fri, 30 Sep 2022 00:00:00 -0700 2022-21196 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21196.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.270 (Cleary Erroneous Executions) https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21194.html https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21194.html Fri, 30 Sep 2022 00:00:00 -0700 2022-21194 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21194.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 7d-2 https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21201.html https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21201.html Fri, 30 Sep 2022 00:00:00 -0700 2022-21201 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21201.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c3-5 https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21200.html https://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21200.html Fri, 30 Sep 2022 00:00:00 -0700 2022-21200 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21200.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21069.html https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21069.html Thu, 29 Sep 2022 00:00:00 -0700 2022-21069 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21069.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Equity 11, Rule 11890 https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21068.html https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21068.html Thu, 29 Sep 2022 00:00:00 -0700 2022-21068 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21068.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21067.html https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21067.html Thu, 29 Sep 2022 00:00:00 -0700 2022-21067 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21067.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21066.html https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21066.html Thu, 29 Sep 2022 00:00:00 -0700 2022-21066 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21066.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21065.html https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21065.html Thu, 29 Sep 2022 00:00:00 -0700 2022-21065 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21065.pdf Rule - Regulation Crowdfunding, General Rules and Regulations https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21290.html https://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21290.html Thu, 29 Sep 2022 00:00:00 -0700 2022-21290 Rule https://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21290.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20949.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20949.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20949 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20949.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20948.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20948.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20948 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20948.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend LTSE Rule 11.270, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20945.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20945.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20945 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20945.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20944.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20944.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20944 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20944.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20943.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20943.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20943 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20943.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20942.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20942.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20942 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20942.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20941.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20941.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20941 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20941.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20940.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20940.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20940 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20940.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.17, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20938.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20938.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20938 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20938.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20956.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20956.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20956 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20956.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20955.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20955.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20955 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20955.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20954.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20954.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20954 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20954.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20952.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20952.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20952 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20952.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20950.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20950.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20950 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20950.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-21031.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-21031.html Wed, 28 Sep 2022 00:00:00 -0700 2022-21031 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-21031.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Relating to Single-Leg and Complex Orders in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20816.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20816.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20816 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20816.pdf Notice - Notice of Intention To Cancel Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20815.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20815.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20815 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20815.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20814.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20814.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20814 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20814.pdf Notice - Consolidated Tape Association; Order Disapproving the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20833.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20833.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20833 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20833.pdf Notice - Joint Industry Plan; Order Disapproving the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20831.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20831.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20831 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20831.pdf Notice - Consolidated Tape Association; Order Disapproving the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Eighth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20830.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20830.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20830 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20830.pdf Notice - Joint Industry Plan; Order Disapproving the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20827.html https://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20827.html Tue, 27 Sep 2022 00:00:00 -0700 2022-20827 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20827.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20734.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20734.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20734 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20734.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20733.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20733.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20733 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20733.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20731.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20731.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20731 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20731.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20730.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20730.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20730 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20730.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications to the DTC Rules Concerning the Admission of Participants to DTC's Premises and DTC's Authority To Impose Fines https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20729.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20729.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20729 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20729.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20728.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20728.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20728 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20728.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20727.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20727.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20727 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20727.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 302 https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20726.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20726.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20726 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20726.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20883.html https://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20883.html Mon, 26 Sep 2022 00:00:00 -0700 2022-20883 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20883.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Rule 7.10 https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20596.html https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20596.html Fri, 23 Sep 2022 00:00:00 -0700 2022-20596 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20596.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-E https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20595.html https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20595.html Fri, 23 Sep 2022 00:00:00 -0700 2022-20595 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20595.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20594.html https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20594.html Fri, 23 Sep 2022 00:00:00 -0700 2022-20594 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20594.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20593.html https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20593.html Fri, 23 Sep 2022 00:00:00 -0700 2022-20593 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20593.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20592.html https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20592.html Fri, 23 Sep 2022 00:00:00 -0700 2022-20592 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20592.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20591.html https://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20591.html Fri, 23 Sep 2022 00:00:00 -0700 2022-20591 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20591.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20505.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20505.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20505 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20505.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20504.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20504.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20504 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20504.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20503.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20503.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20503 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20503.pdf Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20502.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20502.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20502 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20502.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear CCP Switch Programme https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20501.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20501.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20501 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20501.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20500.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20500.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20500 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20500.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Increase the Minimum Required Fund Deposit for GSD Netting Members and Sponsoring Members, and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20499.html https://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20499.html Thu, 22 Sep 2022 00:00:00 -0700 2022-20499 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20499.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20376.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20376.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20376 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20376.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 to Add Port Fees https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20375.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20375.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20375 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20375.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20374.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20374.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20374 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20374.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Fees for Market Data https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20373.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20373.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20373 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20373.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20372.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20372.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20372 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20372.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees in the MIAX PEARL Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20371.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20371.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20371 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20371.pdf Notice - Nuveen Churchill Direct Lending Corp., et al. https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20369.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20369.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20369 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20369.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20378.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20378.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20378 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20378.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program To Include P.M.-Settled Options on the Mini-S&P 500 Index That Expire on Tuesday or Thursday https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20377.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20377.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20377 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20377.pdf Rule - Inflation Adjustments Under Titles I and III of the JOBS Act https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-19867.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-19867.html Tue, 20 Sep 2022 00:00:00 -0700 2022-19867 Rule https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-19867.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 194 https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20254.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20254.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20254 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20254.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20275.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20275.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20275 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20275.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20274.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20274.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20274 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20274.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 7 https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20273.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20273.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20273 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20273.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20272.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20272.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20272 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20272.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20270.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20270.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20270 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20270.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20269.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20269.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20269 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20269.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 in Light of Planned Changes to the System https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20268.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20268.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20268 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20268.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20267.html https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20267.html Tue, 20 Sep 2022 00:00:00 -0700 2022-20267 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20267.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20310.html https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20310.html Mon, 19 Sep 2022 00:00:00 -0700 2022-20310 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20310.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the iShares® Gold Trust Micro https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20143.html https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20143.html Mon, 19 Sep 2022 00:00:00 -0700 2022-20143 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20143.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20150.html https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20150.html Mon, 19 Sep 2022 00:00:00 -0700 2022-20150 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20150.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20145.html https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20145.html Mon, 19 Sep 2022 00:00:00 -0700 2022-20145 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20145.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MEMX Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20144.html https://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20144.html Mon, 19 Sep 2022 00:00:00 -0700 2022-20144 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20144.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ad-10 https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20020.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20020.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20020 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20020.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 139b https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20019.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20019.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20019 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20019.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20039.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20039.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20039 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20039.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20038.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20038.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20038 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20038.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Connectivity Fees https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20037.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20037.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20037 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20037.pdf Notice - Order Granting Application by NYSE Chicago, Inc., for an Exemption, Pursuant to Section 36(a) of the Exchange Act, From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20036.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20036.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20036 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20036.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20035.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20035.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20035 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20035.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20034.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20034.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20034 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20034.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20033.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20033.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20033 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20033.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20032.html https://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20032.html Fri, 16 Sep 2022 00:00:00 -0700 2022-20032 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20032.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19915.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19915.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19915 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19915.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19914.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19914.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19914 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19914.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19913.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19913.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19913 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19913.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19912.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19912.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19912 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19912.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19920.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19920.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19920 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19920.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19919.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19919.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19919 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19919.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118 and Clarify Its Port-related Fees at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19918.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19918.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19918 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19918.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19917.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19917.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19917 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19917.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19916.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19916.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19916 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19916.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-1 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-20018.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-20018.html Thu, 15 Sep 2022 00:00:00 -0700 2022-20018 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-20018.pdf Notice - Ares Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19818.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19818.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19818 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19818.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19817.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19817.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19817 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19817.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 5 https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19815.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19815.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19815 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19815.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 7 https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19814.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19814.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19814 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19814.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Cboe Rule 5.6 and Cboe Rule 5.33 To Allow Delta-Adjusted at Close Orders To Be Submitted in FLEX Equity Options https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19813.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19813.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19813 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19813.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Complex Orders in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19812.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19812.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19812 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19812.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-6 https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19804.html https://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19804.html Wed, 14 Sep 2022 00:00:00 -0700 2022-19804 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19804.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19689.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19689.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19689 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19689.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19688.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19688.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19688 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19688.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19687.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19687.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19687 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19687.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19686.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19686.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19686 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19686.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19685.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19685.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19685 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19685.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19684.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19684.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19684 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19684.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19683.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19683.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19683 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19683.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend NYSE Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to NYSE Rules 7.31, 7.35, 7.35B and 104 https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19682.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19682.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19682 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19682.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19681.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19681.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19681 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19681.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O(a)(4) https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19680.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19680.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19680 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19680.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19679.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19679.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19679 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19679.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19678.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19678.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19678 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19678.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ab2-2 https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19677.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19677.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19677 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19677.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19676.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19676.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19676 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19676.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures and the ICE Clear Europe Clearing Procedures https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19675.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19675.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19675 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19675.pdf Notice - Submission for OMB Review; Comment Request: Extension; Rules 17h-1T and 17h-2T https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19673.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19673.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19673 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19673.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 204-5 https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19671.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19671.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19671 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19671.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 6c-11 https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19670.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19670.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19670 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19670.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 22c-1 https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19669.html https://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19669.html Tue, 13 Sep 2022 00:00:00 -0700 2022-19669 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19669.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19738.html https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19738.html Mon, 12 Sep 2022 00:00:00 -0700 2022-19738 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19738.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19691.html https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19691.html Mon, 12 Sep 2022 00:00:00 -0700 2022-19691 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19691.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614, Orders and Order Instructions, To Adopt the Primary Peg Order Type https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19581.html https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19581.html Mon, 12 Sep 2022 00:00:00 -0700 2022-19581 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19581.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19580.html https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19580.html Mon, 12 Sep 2022 00:00:00 -0700 2022-19580 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19580.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating To Providing Clearing Services for Additional Index and Single Name CDS https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19579.html https://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19579.html Mon, 12 Sep 2022 00:00:00 -0700 2022-19579 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19579.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19504.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19504.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19504 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19504.pdf Rule - Pay Versus Performance https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-18771.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-18771.html Thu, 08 Sep 2022 00:00:00 -0700 2022-18771 Rule https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-18771.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules Related to ISO Functionality https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19412.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19412.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19412 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19412.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend BZX Rule 11.17, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19351.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19351.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19351 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19351.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend CBOE Rule 5.32 With Respect to the Handling of Cancel/Replace Messages https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19350.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19350.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19350 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19350.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19349.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19349.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19349 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19349.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearing Rules https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19348.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19348.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19348 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19348.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19347.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19347.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19347 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19347.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19346.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19346.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19346 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19346.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19417.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19417.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19417 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19417.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19413.html https://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19413.html Thu, 08 Sep 2022 00:00:00 -0700 2022-19413 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19413.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19227.html https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19227.html Wed, 07 Sep 2022 00:00:00 -0700 2022-19227 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19227.pdf Notice - Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19226.html https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19226.html Wed, 07 Sep 2022 00:00:00 -0700 2022-19226 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19226.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Relating to Minimum Market-Maker Quote Size https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19225.html https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19225.html Wed, 07 Sep 2022 00:00:00 -0700 2022-19225 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19225.pdf Notice - In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19264.html https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19264.html Wed, 07 Sep 2022 00:00:00 -0700 2022-19264 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19264.pdf Proposed Rule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers https://regulations.justia.com/regulations/fedreg/2022/09/07/C1-2022-17724.html https://regulations.justia.com/regulations/fedreg/2022/09/07/C1-2022-17724.html Wed, 07 Sep 2022 00:00:00 -0700 C1-2022-17724 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/C1-2022-17724.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19345.html https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19345.html Wed, 07 Sep 2022 00:00:00 -0700 2022-19345 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19345.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Conflicts of Interest Rules https://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19114.html https://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19114.html Tue, 06 Sep 2022 00:00:00 -0700 2022-19114 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-06/pdf/2022-19114.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Enhance TRACE Reporting Obligations for U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19112.html https://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19112.html Tue, 06 Sep 2022 00:00:00 -0700 2022-19112 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-06/pdf/2022-19112.pdf Notice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19111.html https://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19111.html Tue, 06 Sep 2022 00:00:00 -0700 2022-19111 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-06/pdf/2022-19111.pdf Rule - Whistleblower Program Rules https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18842.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18842.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18842 Rule https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18842.pdf Notice - John Hancock Asset-Based Lending Fund, et al. https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18968.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18968.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18968 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18968.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18966.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18966.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18966 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18966.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-4 https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18983.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18983.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18983 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18983.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-2 https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18982.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18982.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18982 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18982.pdf Notice - Submission for OMB Review; Comment Request; Extension: Display of Customer Limit Orders (17 CFR 242.604) https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18981.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18981.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18981 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18981.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 607 https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18980.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18980.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18980 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18980.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 7d-1 https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18979.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18979.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18979 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18979.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 204-3 https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18978.html https://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18978.html Fri, 02 Sep 2022 00:00:00 -0700 2022-18978 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18978.pdf Proposed Rule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-17724.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-17724.html Thu, 01 Sep 2022 00:00:00 -0700 2022-17724 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-17724.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18860.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18860.html Thu, 01 Sep 2022 00:00:00 -0700 2022-18860 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18860.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18859.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18859.html Thu, 01 Sep 2022 00:00:00 -0700 2022-18859 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18859.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18858.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18858.html Thu, 01 Sep 2022 00:00:00 -0700 2022-18858 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18858.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.05 of the NYSE Listed Company Manual To Establish a Cap on Listing Fees Billed When a Structured Product Is Issued as a Dividend https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18857.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18857.html Thu, 01 Sep 2022 00:00:00 -0700 2022-18857 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18857.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18854.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18854.html Thu, 01 Sep 2022 00:00:00 -0700 2022-18854 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18854.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18861.html https://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18861.html Thu, 01 Sep 2022 00:00:00 -0700 2022-18861 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18861.pdf