Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-04T17:44:07-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21196.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.6 Concerning the Clearing Editor2022-09-30T00:00:00-07:002022-09-30T00:00:00-07:002022-21196Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21196.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21194.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.270 (Cleary Erroneous Executions)2022-09-30T00:00:00-07:002022-09-30T00:00:00-07:002022-21194Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21194.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21201.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 7d-22022-09-30T00:00:00-07:002022-09-30T00:00:00-07:002022-21201Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21201.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/30/2022-21200.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c3-52022-09-30T00:00:00-07:002022-09-30T00:00:00-07:002022-21200Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-30/pdf/2022-21200.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21069.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds2022-09-29T00:00:00-07:002022-09-29T00:00:00-07:002022-21069Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21069.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21068.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Equity 11, Rule 118902022-09-29T00:00:00-07:002022-09-29T00:00:00-07:002022-21068Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21068.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21067.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules2022-09-29T00:00:00-07:002022-09-29T00:00:00-07:002022-21067Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21067.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21066.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments2022-09-29T00:00:00-07:002022-09-29T00:00:00-07:002022-21066Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21066.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21065.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules2022-09-29T00:00:00-07:002022-09-29T00:00:00-07:002022-21065Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21065.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/29/2022-21290.htmlRule - Regulation Crowdfunding, General Rules and Regulations2022-09-29T00:00:00-07:002022-09-29T00:00:00-07:002022-21290Rulehttps://www.govinfo.gov/content/pkg/FR-2022-09-29/pdf/2022-21290.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20949.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20949Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20949.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20948.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Its Fee Schedule2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20948Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20948.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20945.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend LTSE Rule 11.270, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20945Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20945.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20944.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20944Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20944.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20943.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 11.15, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20943Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20943.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20942.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20942Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20942.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20941.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.15, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20941Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20941.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20940.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20940Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20940.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20938.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.17, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20938Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20938.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20956.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20956Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20956.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20955.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20955Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20955.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20954.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20954Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20954.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20952.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20952Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20952.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20950.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20950Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20950.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-21031.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-21031Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-21031.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20816.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Relating to Single-Leg and Complex Orders in Connection With a Technology Migration2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20816Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20816.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20815.htmlNotice - Notice of Intention To Cancel Registrations of Certain Transfer Agents2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20815Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20815.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20814.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20814Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20814.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20833.htmlNotice - Consolidated Tape Association; Order Disapproving the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20833Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20833.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20831.htmlNotice - Joint Industry Plan; Order Disapproving the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20831Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20831.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20830.htmlNotice - Consolidated Tape Association; Order Disapproving the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Eighth Substantive Amendment to the Restated CQ Plan2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20830Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20830.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/27/2022-20827.htmlNotice - Joint Industry Plan; Order Disapproving the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2022-09-27T00:00:00-07:002022-09-27T00:00:00-07:002022-20827Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-27/pdf/2022-20827.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20734.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20734Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20734.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20733.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20733Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20733.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20731.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20731Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20731.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20730.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20730Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20730.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20729.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications to the DTC Rules Concerning the Admission of Participants to DTC's Premises and DTC's Authority To Impose Fines2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20729Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20729.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20728.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20728Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20728.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20727.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20727Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20727.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20726.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 3022022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20726Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20726.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/26/2022-20883.htmlNotice - Sunshine Act Meetings2022-09-26T00:00:00-07:002022-09-26T00:00:00-07:002022-20883Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-26/pdf/2022-20883.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20596.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Rule 7.102022-09-23T00:00:00-07:002022-09-23T00:00:00-07:002022-20596Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20596.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20595.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-E2022-09-23T00:00:00-07:002022-09-23T00:00:00-07:002022-20595Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20595.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20594.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.102022-09-23T00:00:00-07:002022-09-23T00:00:00-07:002022-20594Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20594.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20593.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E2022-09-23T00:00:00-07:002022-09-23T00:00:00-07:002022-20593Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20593.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20592.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.102022-09-23T00:00:00-07:002022-09-23T00:00:00-07:002022-20592Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20592.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/23/2022-20591.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2022-09-23T00:00:00-07:002022-09-23T00:00:00-07:002022-20591Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-23/pdf/2022-20591.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20505.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20505Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20505.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20504.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20504Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20504.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20503.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20503Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20503.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20502.htmlNotice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20502Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20502.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20501.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear CCP Switch Programme2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20501Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20501.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20500.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20500Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20500.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/22/2022-20499.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Increase the Minimum Required Fund Deposit for GSD Netting Members and Sponsoring Members, and Make Other Changes2022-09-22T00:00:00-07:002022-09-22T00:00:00-07:002022-20499Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-22/pdf/2022-20499.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20376.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20376Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20376.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20375.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 to Add Port Fees2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20375Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20375.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20374.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 62022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20374Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20374.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20373.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Fees for Market Data2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20373Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20373.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20372.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20372Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20372.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20371.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees in the MIAX PEARL Options Fee Schedule2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20371Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20371.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20369.htmlNotice - Nuveen Churchill Direct Lending Corp., et al.2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20369Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20369.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20378.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20378Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20378.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20377.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program To Include P.M.-Settled Options on the Mini-S&P 500 Index That Expire on Tuesday or Thursday2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20377Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20377.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-19867.htmlRule - Inflation Adjustments Under Titles I and III of the JOBS Act2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-19867Rulehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-19867.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20254.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 1942022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20254Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20254.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20275.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 62022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20275Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20275.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20274.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20274Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20274.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20273.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 72022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20273Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20273.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20272.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20272Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20272.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20270.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20270Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20270.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20269.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20269Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20269.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20268.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 in Light of Planned Changes to the System2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20268Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20268.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20267.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2022-09-20T00:00:00-07:002022-09-20T00:00:00-07:002022-20267Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-20/pdf/2022-20267.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20310.htmlNotice - Sunshine Act Meetings2022-09-19T00:00:00-07:002022-09-19T00:00:00-07:002022-20310Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20310.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20143.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the iShares® Gold Trust Micro2022-09-19T00:00:00-07:002022-09-19T00:00:00-07:002022-20143Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20143.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20150.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2022-09-19T00:00:00-07:002022-09-19T00:00:00-07:002022-20150Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20150.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20145.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2022-09-19T00:00:00-07:002022-09-19T00:00:00-07:002022-20145Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20145.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/19/2022-20144.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MEMX Rule 11.15, Clearly Erroneous Executions2022-09-19T00:00:00-07:002022-09-19T00:00:00-07:002022-20144Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-19/pdf/2022-20144.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20020.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-102022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20020Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20020.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20019.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 139b2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20019Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20019.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20039.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20039Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20039.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20038.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20038Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20038.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20037.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Connectivity Fees2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20037Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20037.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20036.htmlNotice - Order Granting Application by NYSE Chicago, Inc., for an Exemption, Pursuant to Section 36(a) of the Exchange Act, From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20036Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20036.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20035.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20035Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20035.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20034.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20034Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20034.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20033.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20033Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20033.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/16/2022-20032.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data2022-09-16T00:00:00-07:002022-09-16T00:00:00-07:002022-20032Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-16/pdf/2022-20032.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19915.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures2022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19915Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19915.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19914.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework2022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19914Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19914.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19913.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework2022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19913Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19913.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19912.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework2022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19912Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19912.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19920.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual2022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19920Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19920.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19919.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options2022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19919Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19919.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19918.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118 and Clarify Its Port-related Fees at Options 7, Section 32022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19918Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19918.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19917.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 32022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19917Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19917.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19916.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 92022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-19916Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19916.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/15/2022-20018.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-12022-09-15T00:00:00-07:002022-09-15T00:00:00-07:002022-20018Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-20018.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19818.htmlNotice - Ares Capital Corporation, et al.2022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19818Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19818.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19817.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 62022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19817Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19817.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19815.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 52022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19815Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19815.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19814.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 72022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19814Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19814.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19813.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Cboe Rule 5.6 and Cboe Rule 5.33 To Allow Delta-Adjusted at Close Orders To Be Submitted in FLEX Equity Options2022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19813Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19813.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19812.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Complex Orders in Connection With a Technology Migration2022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19812Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19812.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/14/2022-19804.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-62022-09-14T00:00:00-07:002022-09-14T00:00:00-07:002022-19804Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-14/pdf/2022-19804.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19689.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19689Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19689.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19688.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19688Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19688.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19687.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19687Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19687.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19686.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19686Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19686.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19685.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19685Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19685.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19684.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 47032022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19684Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19684.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19683.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19683Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19683.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19682.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend NYSE Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to NYSE Rules 7.31, 7.35, 7.35B and 1042022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19682Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19682.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19681.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19681Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19681.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19680.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O(a)(4)2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19680Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19680.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19679.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19679Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19679.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19678.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19678Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19678.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19677.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ab2-22022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19677Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19677.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19676.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19676Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19676.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19675.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures and the ICE Clear Europe Clearing Procedures2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19675Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19675.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19673.htmlNotice - Submission for OMB Review; Comment Request: Extension; Rules 17h-1T and 17h-2T2022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19673Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19673.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19671.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 204-52022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19671Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19671.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19670.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 6c-112022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19670Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/13/2022-19669.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 22c-12022-09-13T00:00:00-07:002022-09-13T00:00:00-07:002022-19669Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-13/pdf/2022-19669.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19738.htmlNotice - Sunshine Act Meetings2022-09-12T00:00:00-07:002022-09-12T00:00:00-07:002022-19738Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19738.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19691.htmlNotice - Sunshine Act Meetings2022-09-12T00:00:00-07:002022-09-12T00:00:00-07:002022-19691Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19691.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19581.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614, Orders and Order Instructions, To Adopt the Primary Peg Order Type2022-09-12T00:00:00-07:002022-09-12T00:00:00-07:002022-19581Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19581.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19580.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program2022-09-12T00:00:00-07:002022-09-12T00:00:00-07:002022-19580Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19580.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/12/2022-19579.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating To Providing Clearing Services for Additional Index and Single Name CDS2022-09-12T00:00:00-07:002022-09-12T00:00:00-07:002022-19579Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-12/pdf/2022-19579.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19504.htmlNotice - Sunshine Act Meetings2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19504Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19504.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-18771.htmlRule - Pay Versus Performance2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-18771Rulehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-18771.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19412.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules Related to ISO Functionality2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19412Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19412.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19351.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend BZX Rule 11.17, Clearly Erroneous Executions2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19351Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19351.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19350.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend CBOE Rule 5.32 With Respect to the Handling of Cancel/Replace Messages2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19350Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19350.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19349.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19349Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19349.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19348.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearing Rules2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19348Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19348.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19347.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19347Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19347.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19346.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19346Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19346.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19417.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19417Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19417.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/08/2022-19413.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan2022-09-08T00:00:00-07:002022-09-08T00:00:00-07:002022-19413Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-08/pdf/2022-19413.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19227.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O2022-09-07T00:00:00-07:002022-09-07T00:00:00-07:002022-19227Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19227.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19226.htmlNotice - Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY2022-09-07T00:00:00-07:002022-09-07T00:00:00-07:002022-19226Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19226.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19225.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Relating to Minimum Market-Maker Quote Size2022-09-07T00:00:00-07:002022-09-07T00:00:00-07:002022-19225Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19225.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19264.htmlNotice - In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342022-09-07T00:00:00-07:002022-09-07T00:00:00-07:002022-19264Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19264.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/07/C1-2022-17724.htmlProposed Rule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers2022-09-07T00:00:00-07:002022-09-07T00:00:00-07:00C1-2022-17724Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/C1-2022-17724.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19345.htmlNotice - Sunshine Act Meetings2022-09-07T00:00:00-07:002022-09-07T00:00:00-07:002022-19345Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-07/pdf/2022-19345.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19114.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Conflicts of Interest Rules2022-09-06T00:00:00-07:002022-09-06T00:00:00-07:002022-19114Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-06/pdf/2022-19114.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19112.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Enhance TRACE Reporting Obligations for U.S. Treasury Securities2022-09-06T00:00:00-07:002022-09-06T00:00:00-07:002022-19112Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-06/pdf/2022-19112.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/06/2022-19111.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail2022-09-06T00:00:00-07:002022-09-06T00:00:00-07:002022-19111Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-06/pdf/2022-19111.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18842.htmlRule - Whistleblower Program Rules2022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18842Rulehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18842.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18968.htmlNotice - John Hancock Asset-Based Lending Fund, et al.2022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18968Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18968.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18966.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18966Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18966.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18983.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-42022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18983Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18983.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18982.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-22022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18982Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18982.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18981.htmlNotice - Submission for OMB Review; Comment Request; Extension: Display of Customer Limit Orders (17 CFR 242.604)2022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18981Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18981.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18980.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 6072022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18980Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18980.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18979.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 7d-12022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18979Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18979.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/02/2022-18978.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 204-32022-09-02T00:00:00-07:002022-09-02T00:00:00-07:002022-18978Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-02/pdf/2022-18978.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-17724.htmlProposed Rule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers2022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-17724Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-17724.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18860.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-18860Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18860.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18859.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-18859Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18859.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18858.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-18858Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18858.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18857.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.05 of the NYSE Listed Company Manual To Establish a Cap on Listing Fees Billed When a Structured Product Is Issued as a Dividend2022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-18857Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18857.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18854.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-18854Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18854.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/01/2022-18861.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-09-01T00:00:00-07:002022-09-01T00:00:00-07:002022-18861Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-01/pdf/2022-18861.pdf