<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09/28?registers=between Fri, 17 May 2024 05:59:55 -0700 Fri, 17 May 2024 05:59:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09/28?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20949.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20949.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20949 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20949.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20948.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20948.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20948 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20948.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend LTSE Rule 11.270, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20945.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20945.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20945 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20945.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20944.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20944.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20944 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20944.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20943.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20943.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20943 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20943.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20942.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20942.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20942 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20942.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.15, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20941.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20941.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20941 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20941.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20940.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20940.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20940 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20940.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.17, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20938.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20938.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20938 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20938.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20956.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20956.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20956 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20956.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20955.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20955.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20955 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20955.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20954.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20954.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20954 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20954.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20952.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20952.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20952 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20952.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20950.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20950.html Wed, 28 Sep 2022 00:00:00 -0700 2022-20950 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20950.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-21031.html https://regulations.justia.com/regulations/fedreg/2022/09/28/2022-21031.html Wed, 28 Sep 2022 00:00:00 -0700 2022-21031 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-21031.pdf