Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09/28?limit=200®isters=between&mode=atom2024-05-20T23:56:32-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20949.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20949Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20949.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20948.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Its Fee Schedule2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20948Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20948.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20945.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend LTSE Rule 11.270, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20945Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20945.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20944.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20944Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20944.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20943.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 11.15, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20943Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20943.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20942.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20942Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20942.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20941.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.15, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20941Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20941.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20940.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Listings Standards Provided for in Chapter XIV of the Exchange's Rulebook2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20940Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20940.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20938.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.17, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20938Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20938.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20956.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20956Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20956.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20955.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20955Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20955.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20954.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20954Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20954.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20952.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20952Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20952.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-20950.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-20950Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-20950.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/28/2022-21031.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm2022-09-28T00:00:00-07:002022-09-28T00:00:00-07:002022-21031Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-28/pdf/2022-21031.pdf