Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/09/21?limit=200®isters=between&mode=atom2024-05-18T05:14:30-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20376.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20376Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20376.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20375.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 to Add Port Fees2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20375Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20375.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20374.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 62022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20374Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20374.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20373.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Fees for Market Data2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20373Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20373.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20372.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20372Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20372.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20371.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees in the MIAX PEARL Options Fee Schedule2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20371Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20371.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20369.htmlNotice - Nuveen Churchill Direct Lending Corp., et al.2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20369Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20369.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20378.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20378Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20378.pdfhttps://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20377.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program To Include P.M.-Settled Options on the Mini-S&P 500 Index That Expire on Tuesday or Thursday2022-09-21T00:00:00-07:002022-09-21T00:00:00-07:002022-20377Noticehttps://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20377.pdf