Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-17T04:00:27-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18767.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 32022-08-31T00:00:00-07:002022-08-31T00:00:00-07:002022-18767Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18767.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18766.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearing Rules and the End-of-Day Price Discovery Policies and Procedures2022-08-31T00:00:00-07:002022-08-31T00:00:00-07:002022-18766Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18766.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18765.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors With Current Market Practices2022-08-31T00:00:00-07:002022-08-31T00:00:00-07:002022-18765Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18765.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18764.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-08-31T00:00:00-07:002022-08-31T00:00:00-07:002022-18764Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18764.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18760.htmlNotice - Capital Southwest Corporation2022-08-31T00:00:00-07:002022-08-31T00:00:00-07:002022-18760Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18760.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18768.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Revise the Formula Used To Calculate the VaR Charge for Repo Interest Volatility2022-08-31T00:00:00-07:002022-08-31T00:00:00-07:002022-18768Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18768.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18582.htmlNotice - Draft 2022-2026 Strategic Plan for Securities and Exchange Commission2022-08-30T00:00:00-07:002022-08-30T00:00:00-07:002022-18582Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18582.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18604.htmlNotice - CCOF II Lux Feeder, SCSp, et al.2022-08-30T00:00:00-07:002022-08-30T00:00:00-07:002022-18604Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18604.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18588.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-08-30T00:00:00-07:002022-08-30T00:00:00-07:002022-18588Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18588.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18587.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 72022-08-30T00:00:00-07:002022-08-30T00:00:00-07:002022-18587Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18587.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18668.htmlNotice - Order Making Fiscal Year 2023 Annual Adjustments to Registration Fee Rates2022-08-30T00:00:00-07:002022-08-30T00:00:00-07:002022-18668Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18668.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18501.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 6.64P-O2022-08-29T00:00:00-07:002022-08-29T00:00:00-07:002022-18501Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18501.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18500.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Change the Name of Its Business Conduct Committee2022-08-29T00:00:00-07:002022-08-29T00:00:00-07:002022-18500Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18500.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18502.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E2022-08-29T00:00:00-07:002022-08-29T00:00:00-07:002022-18502Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18502.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18726.htmlNotice - Sunshine Act Meetings2022-08-29T00:00:00-07:002022-08-29T00:00:00-07:002022-18726Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18726.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18386.htmlNotice - Proposed Collection; Comment Request; Extension: Exchange Act Rule 3a71-32022-08-26T00:00:00-07:002022-08-26T00:00:00-07:002022-18386Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-26/pdf/2022-18386.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18385.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 13e-12022-08-26T00:00:00-07:002022-08-26T00:00:00-07:002022-18385Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-26/pdf/2022-18385.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18354.htmlNotice - Brightwood Capital Corporation I, et al.2022-08-25T00:00:00-07:002022-08-25T00:00:00-07:002022-18354Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-25/pdf/2022-18354.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18303.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d)2022-08-25T00:00:00-07:002022-08-25T00:00:00-07:002022-18303Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-25/pdf/2022-18303.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18186.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-08-24T00:00:00-07:002022-08-24T00:00:00-07:002022-18186Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18186.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18187.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-08-24T00:00:00-07:002022-08-24T00:00:00-07:002022-18187Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18187.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18188.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-08-24T00:00:00-07:002022-08-24T00:00:00-07:002022-18188Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18188.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18189.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-08-24T00:00:00-07:002022-08-24T00:00:00-07:002022-18189Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18189.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18097.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time2022-08-24T00:00:00-07:002022-08-24T00:00:00-07:002022-18097Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18097.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18144.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation S-AM2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-18144Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18144.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-17316.htmlProposed Rule - Clearing Agency Governance and Conflicts of Interest2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-17316Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-17316.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18096.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Thrivent Small-Mid Cap ESG ETF Under NYSE Arca Rule 8.601-E2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-18096Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18096.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18095.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-18095Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18095.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18098.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-18098Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18098.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18101.htmlNotice - Merrill Lynch Corporate Dividend Fund, Inc., et al.2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-18101Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18101.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18099.htmlNotice - VALIC Timed Opportunity Fund, Inc.; Notice of Intention To Rescind Order2022-08-23T00:00:00-07:002022-08-23T00:00:00-07:002022-18099Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18099.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-18134.htmlNotice - Sunshine Act Meetings2022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-18134Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-18134.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17947.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Stress Testing Framework and the Liquidity Risk Management Framework2022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17947Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17947.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17946.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Clearing of Markit iTraxx® Australia Indices and the Associated Single-Name Constituents and Remediation of WWR Margin Instability2022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17946Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17946.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17979.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 14f-12022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17979Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17979.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17982.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form F-82022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17982Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17982.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17981.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-132022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17981Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17981.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17983.htmlNotice - Submission for OMB Review; Comment Request; Extension: Schedule 14D-9F2022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17983Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17983.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17980.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 7012022-08-22T00:00:00-07:002022-08-22T00:00:00-07:002022-17980Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17980.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/19/2022-17830.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64P-O2022-08-19T00:00:00-07:002022-08-19T00:00:00-07:002022-17830Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-19/pdf/2022-17830.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17750.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39E2022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17750Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17750.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17749.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 7.39 and Delete Current Rules 900-9072022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17749Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17749.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17748.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds2022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17748Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17748.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17746.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Nasdaq Equity 6, Section 52022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17746Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17746.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17747.htmlNotice - Notice of Intention To Cancel Registration of Certain Municipal Advisors2022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17747Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17747.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17745.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings2022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17745Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17745.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17723.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit With Another Accounting Firm2022-08-18T00:00:00-07:002022-08-18T00:00:00-07:002022-17723Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17723.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17641.htmlNotice - Order Determining That the Financial Industry Regulatory Authority Conditionally May Access Certain Security-Based Swap Data Obtained by Security-Based Swap Data Repositories2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17641Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17641.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17670.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17670Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17669.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 42022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17669Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17669.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17668.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Amend Certain Fees and Rebates for Transactions in SPIKES Options2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17668Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17668.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17659.htmlNotice - Varagon Capital Corporation, et al.2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17659Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17659.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17663.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17663Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17663.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17658.htmlNotice - Pacific Funds Series Trust, et al.2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17658Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17658.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17662.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17662Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17662.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17671.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17671Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17671.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17666.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17666Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17666.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17664.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17664Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17664.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17665.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17665Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17665.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17667.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc.2022-08-17T00:00:00-07:002022-08-17T00:00:00-07:002022-17667Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17667.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17524.htmlNotice - Owl Rock Capital Corporation, et al.2022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17524Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17524.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17533.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Update Rule 352022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17533Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17533.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17532.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities2022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17532Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17532.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17531.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount2022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17531Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17531.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17530.htmlNotice - Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17530Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17530.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17528.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-102022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17528Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17528.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17526.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-12022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17526Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17526.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17527.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-252022-08-16T00:00:00-07:002022-08-16T00:00:00-07:002022-17527Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17527.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision)2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17428Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17428.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17426Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17426.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17429Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17429.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.htmlNotice - Rand Capital Corporation, et al.2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17425Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17425.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 1182022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17457Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17457.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.htmlNotice - Sunshine Act Meetings2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17571Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17571.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17435Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17435.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17430Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17430.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-0362022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17431Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17431.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17432Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17432.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17434Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17434.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f)2022-08-15T00:00:00-07:002022-08-15T00:00:00-07:002022-17433Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17433.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17319.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-08-12T00:00:00-07:002022-08-12T00:00:00-07:002022-17319Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17319.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17320.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options2022-08-12T00:00:00-07:002022-08-12T00:00:00-07:002022-17320Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17320.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17314.htmlNotice - Submission for OMB Review; Comment Request: Extension; Rule 17Ad-172022-08-12T00:00:00-07:002022-08-12T00:00:00-07:002022-17314Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17314.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17308.htmlNotice - Submission for OMB Review; Comment Request: Extension; Rule 19b-4(e) and Form 19b-4(e)2022-08-12T00:00:00-07:002022-08-12T00:00:00-07:002022-17308Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17308.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/12/2022-16711.htmlProposed Rule - Exemption for Certain Exchange Members2022-08-12T00:00:00-07:002022-08-12T00:00:00-07:002022-16711Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-16711.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17224.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17224Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17224.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17225.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6750 Regarding the Publication of Aggregated Transaction Information on U.S. Treasury Securities2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17225Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17225.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17226.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Equities Proprietary Market Data Fees To Adopt a Professional User Fee Cap and an Enterprise Fee for Broker-Dealer Subscribers of NYSE OpenBook2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17226Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17226.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17217.htmlNotice - MSD Investment Corp., et al.2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17217Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17217.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17220.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17220Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17220.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17222.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17222Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17222.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17223.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17223Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17223.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17221.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements2022-08-11T00:00:00-07:002022-08-11T00:00:00-07:002022-17221Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17221.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17103.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Arca Rule 7.31-E2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17103Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17103.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17113.htmlNotice - New Mountain Capital, L.L.C., et al.2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17113Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17113.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17104.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 (“Strategy QCC Transactions”)2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17104Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17104.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17114.htmlNotice - CION Investment Corporation, et al2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17114Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17114.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17118.htmlNotice - Runway Growth Finance Corp., et al.2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17118Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17118.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17098.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17098Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17098.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17097.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17097Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17097.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17096.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17096Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17096.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17101.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Chicago Rule 7.312022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17101Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17101.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17102.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.312022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17102Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17102.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17100.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE American Rule 7.31E2022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17100Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17100.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17099.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(1) Regarding Directed Orders to NYSE Rule 7.312022-08-10T00:00:00-07:002022-08-10T00:00:00-07:002022-17099Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17099.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17009.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2022-08-09T00:00:00-07:002022-08-09T00:00:00-07:002022-17009Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17009.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17004.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-12022-08-09T00:00:00-07:002022-08-09T00:00:00-07:002022-17004Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17004.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17001.htmlNotice - iShares MSCI Russia ETF, a Series of iShares Inc., and BlackRock Fund Advisors; Notice of Application and Temporary Order2022-08-09T00:00:00-07:002022-08-09T00:00:00-07:002022-17001Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17001.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17007.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees2022-08-09T00:00:00-07:002022-08-09T00:00:00-07:002022-17007Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17007.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17002.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-132022-08-09T00:00:00-07:002022-08-09T00:00:00-07:002022-17002Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17002.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16882.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2022-08-08T00:00:00-07:002022-08-08T00:00:00-07:002022-16882Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16882.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16885.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-08-08T00:00:00-07:002022-08-08T00:00:00-07:002022-16885Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16885.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17013.htmlNotice - Sunshine Act Meetings2022-08-08T00:00:00-07:002022-08-08T00:00:00-07:002022-17013Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-17013.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17046.htmlNotice - Sunshine Act Meetings2022-08-08T00:00:00-07:002022-08-08T00:00:00-07:002022-17046Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-17046.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/08/2022-15035.htmlProposed Rule - Regulatory Flexibility Agenda2022-08-08T00:00:00-07:002022-08-08T00:00:00-07:002022-15035Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-15035.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16943.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report; Correction2022-08-08T00:00:00-07:002022-08-08T00:00:00-07:002022-16943Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16943.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16783.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.62022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16783Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16783.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16782.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.62022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16782Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16782.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16847.htmlNotice - Submission for OMB Review; Comment Request: Extension: Rule 12d3-12022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16847Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16847.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16846.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-42022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16846Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16846.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16848.htmlNotice - Submission for OMB Review; Comment Request: Extension: Rule 206(4)-22022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16848Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16848.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16763.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.52022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16763Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16763.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16765.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees2022-08-05T00:00:00-07:002022-08-05T00:00:00-07:002022-16765Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16765.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16658.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program2022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16658Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16658.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16660.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program2022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16660Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16660.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16659.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds2022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16659Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16659.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16661.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy2022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16661Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16661.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16673.htmlNotice - Proposed Collection; Comment Request: Extension: Form 102022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16673Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16673.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16675.htmlNotice - Proposed Collection; Comment Request: Extension: Form S-42022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16675Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16675.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16672.htmlNotice - Proposed Collection; Comment Request: Extension: Industry Guides2022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16672Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16672.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16674.htmlNotice - Proposed Collection; Comment Request: Extension: Rule 12d1-32022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16674Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16674.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16677.htmlNotice - Proposed Collection; Comment Request: Extension: Form F-72022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16677Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16677.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16676.htmlNotice - Proposed Collection; Comment Request: Extension: Form F-42022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16676Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16676.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16678.htmlNotice - Proposed Collection; Comment Request: Extension: Form 20-F2022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16678Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16678.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16671.htmlNotice - Proposed Collection; Comment Request: Extension: Form F-12022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16671Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16671.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16653.htmlNotice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16653Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16653.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16657.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 4.132022-08-04T00:00:00-07:002022-08-04T00:00:00-07:002022-16657Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16657.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16552.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O2022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16552Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16552.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16551.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers2022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16551Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16551.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16547.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-132022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16547Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16547.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16554.htmlNotice - Proposed Collection; Comment Request: Extension: Form 18-K2022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16554Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16554.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16550.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers2022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16550Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16550.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16549.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers2022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16549Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16549.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16548.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule IM-5050-112022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16548Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16548.pdfhttps://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16553.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9032022-08-03T00:00:00-07:002022-08-03T00:00:00-07:002022-16553Noticehttps://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16553.pdf