Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/08?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-18T10:47:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18767.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 2022-08-31T00:00:00-07:00 2022-08-31T00:00:00-07:00 2022-18767 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18767.pdf https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18766.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearing Rules and the End-of-Day Price Discovery Policies and Procedures 2022-08-31T00:00:00-07:00 2022-08-31T00:00:00-07:00 2022-18766 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18766.pdf https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18765.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors With Current Market Practices 2022-08-31T00:00:00-07:00 2022-08-31T00:00:00-07:00 2022-18765 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18765.pdf https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18764.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) 2022-08-31T00:00:00-07:00 2022-08-31T00:00:00-07:00 2022-18764 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18764.pdf https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18760.html Notice - Capital Southwest Corporation 2022-08-31T00:00:00-07:00 2022-08-31T00:00:00-07:00 2022-18760 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18760.pdf https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18768.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Revise the Formula Used To Calculate the VaR Charge for Repo Interest Volatility 2022-08-31T00:00:00-07:00 2022-08-31T00:00:00-07:00 2022-18768 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18768.pdf https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18582.html Notice - Draft 2022-2026 Strategic Plan for Securities and Exchange Commission 2022-08-30T00:00:00-07:00 2022-08-30T00:00:00-07:00 2022-18582 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18582.pdf https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18604.html Notice - CCOF II Lux Feeder, SCSp, et al. 2022-08-30T00:00:00-07:00 2022-08-30T00:00:00-07:00 2022-18604 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18604.pdf https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18588.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-08-30T00:00:00-07:00 2022-08-30T00:00:00-07:00 2022-18588 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18588.pdf https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18587.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 2022-08-30T00:00:00-07:00 2022-08-30T00:00:00-07:00 2022-18587 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18587.pdf https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18668.html Notice - Order Making Fiscal Year 2023 Annual Adjustments to Registration Fee Rates 2022-08-30T00:00:00-07:00 2022-08-30T00:00:00-07:00 2022-18668 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18668.pdf https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18501.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 6.64P-O 2022-08-29T00:00:00-07:00 2022-08-29T00:00:00-07:00 2022-18501 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18501.pdf https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18500.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Change the Name of Its Business Conduct Committee 2022-08-29T00:00:00-07:00 2022-08-29T00:00:00-07:00 2022-18500 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18500.pdf https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18502.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E 2022-08-29T00:00:00-07:00 2022-08-29T00:00:00-07:00 2022-18502 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18502.pdf https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18726.html Notice - Sunshine Act Meetings 2022-08-29T00:00:00-07:00 2022-08-29T00:00:00-07:00 2022-18726 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18726.pdf https://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18386.html Notice - Proposed Collection; Comment Request; Extension: Exchange Act Rule 3a71-3 2022-08-26T00:00:00-07:00 2022-08-26T00:00:00-07:00 2022-18386 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-26/pdf/2022-18386.pdf https://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18385.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 13e-1 2022-08-26T00:00:00-07:00 2022-08-26T00:00:00-07:00 2022-18385 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-26/pdf/2022-18385.pdf https://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18354.html Notice - Brightwood Capital Corporation I, et al. 2022-08-25T00:00:00-07:00 2022-08-25T00:00:00-07:00 2022-18354 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-25/pdf/2022-18354.pdf https://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18303.html Notice - Proposed Collection; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d) 2022-08-25T00:00:00-07:00 2022-08-25T00:00:00-07:00 2022-18303 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-25/pdf/2022-18303.pdf https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18186.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report 2022-08-24T00:00:00-07:00 2022-08-24T00:00:00-07:00 2022-18186 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18186.pdf https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18187.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report 2022-08-24T00:00:00-07:00 2022-08-24T00:00:00-07:00 2022-18187 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18187.pdf https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18188.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report 2022-08-24T00:00:00-07:00 2022-08-24T00:00:00-07:00 2022-18188 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18188.pdf https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18189.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report 2022-08-24T00:00:00-07:00 2022-08-24T00:00:00-07:00 2022-18189 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18189.pdf https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18097.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time 2022-08-24T00:00:00-07:00 2022-08-24T00:00:00-07:00 2022-18097 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18097.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18144.html Notice - Proposed Collection; Comment Request; Extension: Regulation S-AM 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-18144 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18144.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-17316.html Proposed Rule - Clearing Agency Governance and Conflicts of Interest 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-17316 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-17316.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18096.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Thrivent Small-Mid Cap ESG ETF Under NYSE Arca Rule 8.601-E 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-18096 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18096.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18095.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-18095 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18095.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18098.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-18098 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18098.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18101.html Notice - Merrill Lynch Corporate Dividend Fund, Inc., et al. 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-18101 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18101.pdf https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18099.html Notice - VALIC Timed Opportunity Fund, Inc.; Notice of Intention To Rescind Order 2022-08-23T00:00:00-07:00 2022-08-23T00:00:00-07:00 2022-18099 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18099.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-18134.html Notice - Sunshine Act Meetings 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-18134 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-18134.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17947.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Stress Testing Framework and the Liquidity Risk Management Framework 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17947 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17947.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17946.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Clearing of Markit iTraxx® Australia Indices and the Associated Single-Name Constituents and Remediation of WWR Margin Instability 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17946 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17946.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17979.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 14f-1 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17979 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17979.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17982.html Notice - Submission for OMB Review; Comment Request; Extension: Form F-8 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17982 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17982.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17981.html Notice - Proposed Collection; Comment Request; Extension: Rule 17a-13 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17981 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17981.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17983.html Notice - Submission for OMB Review; Comment Request; Extension: Schedule 14D-9F 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17983 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17983.pdf https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17980.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 701 2022-08-22T00:00:00-07:00 2022-08-22T00:00:00-07:00 2022-17980 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17980.pdf https://regulations.justia.com/regulations/fedreg/2022/08/19/2022-17830.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64P-O 2022-08-19T00:00:00-07:00 2022-08-19T00:00:00-07:00 2022-17830 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-19/pdf/2022-17830.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17750.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39E 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17750 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17750.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17749.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 7.39 and Delete Current Rules 900-907 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17749 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17749.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17748.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17748 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17748.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17746.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Nasdaq Equity 6, Section 5 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17746 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17746.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17747.html Notice - Notice of Intention To Cancel Registration of Certain Municipal Advisors 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17747 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17747.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17745.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17745 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17745.pdf https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17723.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit With Another Accounting Firm 2022-08-18T00:00:00-07:00 2022-08-18T00:00:00-07:00 2022-17723 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17723.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17641.html Notice - Order Determining That the Financial Industry Regulatory Authority Conditionally May Access Certain Security-Based Swap Data Obtained by Security-Based Swap Data Repositories 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17641 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17641.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17670.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17670 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17670.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17669.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17669 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17669.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17668.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Amend Certain Fees and Rebates for Transactions in SPIKES Options 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17668 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17668.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17659.html Notice - Varagon Capital Corporation, et al. 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17659 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17659.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17663.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17663 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17663.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17658.html Notice - Pacific Funds Series Trust, et al. 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17658 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17658.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17662.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17662 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17662.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17671.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17671 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17671.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17666.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17666 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17666.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17664.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17664 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17664.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17665.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17665 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17665.pdf https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17667.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. 2022-08-17T00:00:00-07:00 2022-08-17T00:00:00-07:00 2022-17667 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17667.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17524.html Notice - Owl Rock Capital Corporation, et al. 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17524 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17524.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17533.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Update Rule 35 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17533 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17533.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17532.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17532 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17532.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17531.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17531 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17531.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17530.html Notice - Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17530 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17530.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17528.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-10 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17528 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17528.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17526.html Notice - Proposed Collection; Comment Request; Extension: Rule 17a-1 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17526 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17526.pdf https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17527.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-25 2022-08-16T00:00:00-07:00 2022-08-16T00:00:00-07:00 2022-17527 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17527.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17428 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17428.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17426 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17426.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17429 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17429.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.html Notice - Rand Capital Corporation, et al. 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17425 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17425.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 118 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17457 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17457.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.html Notice - Sunshine Act Meetings 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17571 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17571.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17435 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17435.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17430 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17430.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17431 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17431.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17432 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17432.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17434 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17434.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f) 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17433 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17433.pdf https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17319.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-08-12T00:00:00-07:00 2022-08-12T00:00:00-07:00 2022-17319 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17319.pdf https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17320.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options 2022-08-12T00:00:00-07:00 2022-08-12T00:00:00-07:00 2022-17320 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17320.pdf https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17314.html Notice - Submission for OMB Review; Comment Request: Extension; Rule 17Ad-17 2022-08-12T00:00:00-07:00 2022-08-12T00:00:00-07:00 2022-17314 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17314.pdf https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17308.html Notice - Submission for OMB Review; Comment Request: Extension; Rule 19b-4(e) and Form 19b-4(e) 2022-08-12T00:00:00-07:00 2022-08-12T00:00:00-07:00 2022-17308 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17308.pdf https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-16711.html Proposed Rule - Exemption for Certain Exchange Members 2022-08-12T00:00:00-07:00 2022-08-12T00:00:00-07:00 2022-16711 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-16711.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17224.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17224 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17224.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17225.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6750 Regarding the Publication of Aggregated Transaction Information on U.S. Treasury Securities 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17225 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17225.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17226.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Equities Proprietary Market Data Fees To Adopt a Professional User Fee Cap and an Enterprise Fee for Broker-Dealer Subscribers of NYSE OpenBook 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17226 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17226.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17217.html Notice - MSD Investment Corp., et al. 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17217 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17217.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17220.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17220 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17220.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17222.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17222 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17222.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17223.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17223 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17223.pdf https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17221.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements 2022-08-11T00:00:00-07:00 2022-08-11T00:00:00-07:00 2022-17221 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17221.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17103.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Arca Rule 7.31-E 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17103 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17103.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17113.html Notice - New Mountain Capital, L.L.C., et al. 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17113 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17113.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17104.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 (“Strategy QCC Transactions”) 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17104 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17104.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17114.html Notice - CION Investment Corporation, et al 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17114 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17114.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17118.html Notice - Runway Growth Finance Corp., et al. 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17118 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17118.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17098.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17098 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17098.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17097.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17097 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17097.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17096.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17096 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17096.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17101.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Chicago Rule 7.31 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17101 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17101.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17102.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.31 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17102 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17102.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17100.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE American Rule 7.31E 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17100 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17100.pdf https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17099.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(1) Regarding Directed Orders to NYSE Rule 7.31 2022-08-10T00:00:00-07:00 2022-08-10T00:00:00-07:00 2022-17099 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17099.pdf https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17009.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2022-08-09T00:00:00-07:00 2022-08-09T00:00:00-07:00 2022-17009 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17009.pdf https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17004.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1 2022-08-09T00:00:00-07:00 2022-08-09T00:00:00-07:00 2022-17004 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17004.pdf https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17001.html Notice - iShares MSCI Russia ETF, a Series of iShares Inc., and BlackRock Fund Advisors; Notice of Application and Temporary Order 2022-08-09T00:00:00-07:00 2022-08-09T00:00:00-07:00 2022-17001 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17001.pdf https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17007.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees 2022-08-09T00:00:00-07:00 2022-08-09T00:00:00-07:00 2022-17007 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17007.pdf https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17002.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 2022-08-09T00:00:00-07:00 2022-08-09T00:00:00-07:00 2022-17002 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17002.pdf https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16882.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2022-08-08T00:00:00-07:00 2022-08-08T00:00:00-07:00 2022-16882 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16882.pdf https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16885.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) 2022-08-08T00:00:00-07:00 2022-08-08T00:00:00-07:00 2022-16885 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16885.pdf https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17013.html Notice - Sunshine Act Meetings 2022-08-08T00:00:00-07:00 2022-08-08T00:00:00-07:00 2022-17013 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-17013.pdf https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17046.html Notice - Sunshine Act Meetings 2022-08-08T00:00:00-07:00 2022-08-08T00:00:00-07:00 2022-17046 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-17046.pdf https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-15035.html Proposed Rule - Regulatory Flexibility Agenda 2022-08-08T00:00:00-07:00 2022-08-08T00:00:00-07:00 2022-15035 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-15035.pdf https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16943.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report; Correction 2022-08-08T00:00:00-07:00 2022-08-08T00:00:00-07:00 2022-16943 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16943.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16783.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16783 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16783.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16782.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16782 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16782.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16847.html Notice - Submission for OMB Review; Comment Request: Extension: Rule 12d3-1 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16847 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16847.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16846.html Notice - Proposed Collection; Comment Request; Extension: Rule 18a-4 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16846 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16846.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16848.html Notice - Submission for OMB Review; Comment Request: Extension: Rule 206(4)-2 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16848 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16848.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16763.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16763 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16763.pdf https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16765.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees 2022-08-05T00:00:00-07:00 2022-08-05T00:00:00-07:00 2022-16765 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16765.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16658.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16658 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16658.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16660.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16660 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16660.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16659.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16659 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16659.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16661.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16661 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16661.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16673.html Notice - Proposed Collection; Comment Request: Extension: Form 10 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16673 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16673.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16675.html Notice - Proposed Collection; Comment Request: Extension: Form S-4 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16675 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16675.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16672.html Notice - Proposed Collection; Comment Request: Extension: Industry Guides 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16672 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16672.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16674.html Notice - Proposed Collection; Comment Request: Extension: Rule 12d1-3 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16674 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16674.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16677.html Notice - Proposed Collection; Comment Request: Extension: Form F-7 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16677 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16677.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16676.html Notice - Proposed Collection; Comment Request: Extension: Form F-4 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16676 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16676.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16678.html Notice - Proposed Collection; Comment Request: Extension: Form 20-F 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16678 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16678.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16671.html Notice - Proposed Collection; Comment Request: Extension: Form F-1 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16671 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16671.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16653.html Notice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16653 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16653.pdf https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16657.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 4.13 2022-08-04T00:00:00-07:00 2022-08-04T00:00:00-07:00 2022-16657 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16657.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16552.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16552 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16552.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16551.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16551 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16551.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16547.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16547 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16547.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16554.html Notice - Proposed Collection; Comment Request: Extension: Form 18-K 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16554 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16554.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16550.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16550 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16550.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16549.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16549 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16549.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16548.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule IM-5050-11 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16548 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16548.pdf https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16553.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 2022-08-03T00:00:00-07:00 2022-08-03T00:00:00-07:00 2022-16553 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16553.pdf