Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-05T21:32:49-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06516.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Trade Reporting Fees Applicable to Participants That Use the FINRA/NYSE Trade Reporting Facility2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06516Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06516.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06515.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06515Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06515.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06514.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06514Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06514.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06513.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06513Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06513.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06512.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06512Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06512.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06511.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06511Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06511.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06638.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06638Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06638.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06637.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06637Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06637.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06636.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06636Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06636.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06635.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33 and To Amend Related Registration Requirements as Provided Under Rule 3.302022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06635Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06635.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06634.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06634Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06634.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06633.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06633Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06633.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06632.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06632Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06632.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06631.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06631Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06631.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06630.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06630Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06630.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06629.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06629Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06629.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06628.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Restructuring Notification Process for Swaptions2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06628Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06628.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06627.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Extension of Review Period of Advance Notice Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06627Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06627.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06626.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06626Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06626.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06583.htmlProposed Rule - Removal of References to Credit Ratings From Regulation M2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06583Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06583.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06706.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17j-12022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06706Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06706.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06704.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-MFP and Rule 30b1-72022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06704Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06704.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/29/2022-06625.htmlNotice - Sunshine Act Meetings2022-03-29T00:00:00-07:002022-03-29T00:00:00-07:002022-06625Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-29/pdf/2022-06625.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06533.htmlNotice - Sunshine Act Meeting2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06533Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06533.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06421.htmlNotice - Proposed Collection; Comment Request2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06421Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06421.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06420.htmlNotice - Submission for OMB Review; Comment Request; Extension for Generic ICR: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06420Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06420.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06388.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31-E(h)(3)2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06388Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06388.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06387.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Formatting Change to Exchange Rule 531, Reports, Market Data Products and Services2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06387Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06387.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06386.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31E(h)(3)2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06386Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06386.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06385.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Columbia Seligman Semiconductor and Technology ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares)2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06385Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06385.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06384.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Delivery Procedures2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06384Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06384.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06383.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06383Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06383.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/28/2022-06382.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Provisions of NYSE Rule 7.35B2022-03-28T00:00:00-07:002022-03-28T00:00:00-07:002022-06382Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-28/pdf/2022-06382.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-03212.htmlProposed Rule - Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-03212Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-03212.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06195.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06195Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06195.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06194.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06194Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06194.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06193.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06193Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06193.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06192.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 3, Rule 1002, Qualifications of Exchange Members and Associated Persons; Registration of Branch Offices and Designation of Office of Supervisory Jurisdiction2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06192Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06192.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06191.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06191Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06191.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06190.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06190Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06190.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06189.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualifications for the Market Maker Plus Program in Options 7, Section 32022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06189Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06189.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06203.htmlNotice - BlackRock Capital Investment Corporation, et al.2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06203Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06203.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06188.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Amendments to the Preamble to Rule 92172022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06188Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06188.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06187.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Monthly Media Enterprise License for the Distribution of Nasdaq Basic to the General Investing Public for Display Usage2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06187Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06187.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06186.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.6022022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06186Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06186.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06185.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 20222022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06185Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06185.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06184.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 to April 18, 20222022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06184Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06184.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06183.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 to April 18, 20222022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06183Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06183.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-05480.htmlProposed Rule - Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-05480Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-05480.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06151.htmlNotice - Submission for OMB Review; Comment Request2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06151Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06151.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06105.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06105Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06105.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06104.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06104Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06104.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06103.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.20.01 to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06103Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06103.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06102.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06102Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06102.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06101.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06101Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06101.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06100.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06100Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06100.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06099.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06099Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06099.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06098.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06098Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06098.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06094.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Open Outcry Options Transaction Charges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06094Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06094.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06093.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06093Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06093.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06092.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Sections 114 and 118 March 17, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06092Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06092.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06091.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Nasdaq Rule 5815(d)(4) Regarding the Use of a Hearings Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06091Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06091.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06090.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06090Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06090.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06089.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06089Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06089.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06088.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06088Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06088.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-06095.htmlNotice - Sunshine Act Meetings2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-06095Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-06095.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05986.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05986Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05986.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05985.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05985Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05985.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05984.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 20222022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05984Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05984.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05983.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 20222022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05983Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05983.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05982.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05982Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05982.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05981.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-0272022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05981Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05981.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05980.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.122022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05980Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05980.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05979.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Enable Exchange Participants To Enter Midpoint Extended Life Orders and M-ELO Plus Continuous Book Orders With an Immediate-or-Cancel Time-in-Force Instruction2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05979Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05979.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05978.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 20222022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05978Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05978.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05977.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Plus Tier 1b Rebate for SPY, QQQ, and IWM2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05977Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05977.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05976.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Continuing Education Requirements2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05976Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05976.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/22/2022-05975.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)2022-03-22T00:00:00-07:002022-03-22T00:00:00-07:002022-05975Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-22/pdf/2022-05975.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05960.htmlNotice - Sunshine Act Meetings2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05960Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05960.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05844.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.122022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05844Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05844.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05843.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the CDS Clearing Rule Book, Supplement, and Procedures2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05843Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05843.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05842.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05842Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05842.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05841.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.122022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05841Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05841.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05840.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05840Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05840.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05839.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05839Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05839.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05838.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05838Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05838.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/21/2022-05833.htmlNotice - Goldman Sachs BDC, Inc., et al.2022-03-21T00:00:00-07:002022-03-21T00:00:00-07:002022-05833Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-21/pdf/2022-05833.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/18/2022-01975.htmlProposed Rule - Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities2022-03-18T00:00:00-07:002022-03-18T00:00:00-07:002022-01975Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-18/pdf/2022-01975.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/18/2022-05704.htmlNotice - Panagram Capital, LLC, et al.2022-03-18T00:00:00-07:002022-03-18T00:00:00-07:002022-05704Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-18/pdf/2022-05704.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/18/2022-05699.htmlNotice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-03-18T00:00:00-07:002022-03-18T00:00:00-07:002022-05699Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-18/pdf/2022-05699.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/18/2022-05698.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the External Subscriber Fees Applicable to Cboe One Summary Derived Data API Service2022-03-18T00:00:00-07:002022-03-18T00:00:00-07:002022-05698Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-18/pdf/2022-05698.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05601.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Modification to the Permitted Components of the Tracking Basket of the Hartford Large Cap Growth ETF, and To Permit the Use of Custom Baskets by the Hartford Large Cap Growth ETF, the Invesco US Large Cap Core ETF, and the Invesco Real Assets ESG ETF2022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05601Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05601.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05599.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Certain Series of Tracking Fund Shares Issued by Fidelity Covington Trust, Which Are Listed and Traded on the Exchange Pursuant to Rule 14.11(m), To Use Custom Baskets2022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05599Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05599.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05597.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Registration Rules in General 42022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05597Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05597.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05679.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-CSR2022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05679Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05679.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05596.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures2022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05596Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05596.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05595.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the External Subscriber Fees Applicable To Cboe One Summary Derived Data API Service2022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05595Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05595.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/17/2022-05594.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.2802022-03-17T00:00:00-07:002022-03-17T00:00:00-07:002022-05594Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-17/pdf/2022-05594.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/16/2022-04671.htmlNotice - Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection2022-03-16T00:00:00-07:002022-03-16T00:00:00-07:002022-04671Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-16/pdf/2022-04671.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/16/2022-04670.htmlProposed Rule - Short Position and Short Activity Reporting by Institutional Investment Managers2022-03-16T00:00:00-07:002022-03-16T00:00:00-07:002022-04670Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-16/pdf/2022-04670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/16/2022-05483.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-03-16T00:00:00-07:002022-03-16T00:00:00-07:002022-05483Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-16/pdf/2022-05483.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/16/2022-05500.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-03-16T00:00:00-07:002022-03-16T00:00:00-07:002022-05500Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-16/pdf/2022-05500.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/16/2022-05499.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2022-03-16T00:00:00-07:002022-03-16T00:00:00-07:002022-05499Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-16/pdf/2022-05499.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/16/2022-05541.htmlNotice - Proposed Collection; Comment Request2022-03-16T00:00:00-07:002022-03-16T00:00:00-07:002022-05541Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-16/pdf/2022-05541.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05374.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders2022-03-15T00:00:00-07:002022-03-15T00:00:00-07:002022-05374Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05374.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05373.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders2022-03-15T00:00:00-07:002022-03-15T00:00:00-07:002022-05373Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05373.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05372.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until December 31, 2022 Pursuant to MSRB Rule G-27, on Supervision2022-03-15T00:00:00-07:002022-03-15T00:00:00-07:002022-05372Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05372.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05371.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual2022-03-15T00:00:00-07:002022-03-15T00:00:00-07:002022-05371Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05371.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05370.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 982022-03-15T00:00:00-07:002022-03-15T00:00:00-07:002022-05370Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05370.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05369.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change To Modify Nasdaq IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction2022-03-15T00:00:00-07:002022-03-15T00:00:00-07:002022-05369Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05369.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05250.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05250Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05250.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05248.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.03 and 902.11 of the NYSE Listed Company Manual To Establish Fees for the Listing of Rights2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05248Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05248.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05246.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05246Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05246.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05245.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05245Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05245.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05473.htmlNotice - Sunshine Act Meetings2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05473Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05473.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05405.htmlNotice - Sunshine Act Meeting2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05405Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05405.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05350.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation S-ID2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05350Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05350.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05349.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 12b-12022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05349Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05349.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/14/2022-05345.htmlNotice - Alpha Alternative Assets Fund and Alpha Growth Management LLC2022-03-14T00:00:00-07:002022-03-14T00:00:00-07:002022-05345Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-14/pdf/2022-05345.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05150.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Amend BZX Rule 11.17, Clearly Erroneous Executions2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05150Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05150.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05149.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05149Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05149.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05148.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05148Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05148.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05147.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Equity 4, Section 4120 To Add Categories of Regulatory and Operational Halts, To Reorganize the Remaining Text of the Rule, and To Make Conforming Changes to Related Rules2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05147Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05147.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05146.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05146Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05146.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05145.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Amend the Excessive Quoting Fee2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05145Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05145.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05144.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05144Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05144.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05201.htmlNotice - Proposed Collection; Comment Request, Extension: Form 13F2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05201Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05201.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/11/2022-05200.htmlNotice - Proposed Collection; Comment Request2022-03-11T00:00:00-08:002022-03-11T00:00:00-08:002022-05200Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-11/pdf/2022-05200.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/10/2022-05015.htmlNotice - Proposed Collection; Comment Request2022-03-10T00:00:00-08:002022-03-10T00:00:00-08:002022-05015Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-10/pdf/2022-05015.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/10/2022-05024.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders2022-03-10T00:00:00-08:002022-03-10T00:00:00-08:002022-05024Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-10/pdf/2022-05024.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/10/2022-05023.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target2022-03-10T00:00:00-08:002022-03-10T00:00:00-08:002022-05023Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-10/pdf/2022-05023.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/10/2022-05021.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting of Corporate Bond Trades That Are Part of a Larger Portfolio Trade2022-03-10T00:00:00-08:002022-03-10T00:00:00-08:002022-05021Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-10/pdf/2022-05021.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/10/2022-05019.htmlNotice - Submission for OMB Review; Comment Request2022-03-10T00:00:00-08:002022-03-10T00:00:00-08:002022-05019Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-10/pdf/2022-05019.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/10/2022-03222.htmlProposed Rule - Modernization of Beneficial Ownership Reporting2022-03-10T00:00:00-08:002022-03-10T00:00:00-08:002022-03222Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-10/pdf/2022-03222.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/09/2022-04921.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls2022-03-09T00:00:00-08:002022-03-09T00:00:00-08:002022-04921Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-09/pdf/2022-04921.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/09/2022-04920.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-0362022-03-09T00:00:00-08:002022-03-09T00:00:00-08:002022-04920Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-09/pdf/2022-04920.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/09/2022-05097.htmlNotice - Sunshine Act Meeting; Cancellation2022-03-09T00:00:00-08:002022-03-09T00:00:00-08:002022-05097Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-09/pdf/2022-05097.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/09/2022-04955.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Index Options Rules2022-03-09T00:00:00-08:002022-03-09T00:00:00-08:002022-04955Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-09/pdf/2022-04955.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/09/2022-03145.htmlProposed Rule - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies2022-03-09T00:00:00-08:002022-03-09T00:00:00-08:002022-03145Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-09/pdf/2022-03145.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04796.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04796Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04796.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04795.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04795Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04795.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04794.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04794Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04794.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04793.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04793Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04793.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04792.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04792Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04792.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04836.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04836Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04836.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04834.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04834Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04834.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04884.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 2a-72022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04884Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04884.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04882.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04882Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04882.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04892.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-8F2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04892Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04892.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04891.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 248.302022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04891Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04891.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04890.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04890Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04890.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04816.htmlNotice - Onex Falcon Direct Lending BDC Fund, et al.2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04816Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04816.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04815.htmlNotice - Jefferies Private Credit BDC Inc., et al.2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04815Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04815.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04802.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04802Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04802.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04801.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04801Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04801.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04800.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 30e-22022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04800Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04800.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04799.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04799Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04799.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04798.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04798Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04798.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/08/2022-04797.htmlNotice - Proposed Collection; Comment Request2022-03-08T00:00:00-08:002022-03-08T00:00:00-08:002022-04797Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-08/pdf/2022-04797.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04675.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Proprietary Market Data Fee Schedule2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04675Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04675.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04674.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 531 To Provide for a New Service Called the High Precision Network Time Signal Service2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04674Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04674.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04673.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04673Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04673.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04923.htmlNotice - Sunshine Act Meetings2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04923Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04923.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04922.htmlNotice - Sunshine Act Meetings2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04922Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04922.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04830.htmlNotice - Sunshine Act Meeting2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04830Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04830.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04823.htmlNotice - Sunshine Act Meeting; Cancellation2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04823Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04823.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/07/2022-04560.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Proprietary Market Data Fee Schedule2022-03-07T00:00:00-08:002022-03-07T00:00:00-08:002022-04560Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-07/pdf/2022-04560.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04568.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04568Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04568.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04567.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04567Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04567.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04566.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop Orders and Stop-Limit Orders Are Triggered by the Same Price2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04566Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04566.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04565.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop Order and Stop-Limit Orders Are Triggered by the Same Price2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04565Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04565.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04563.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop (Stop-Loss) and Stop-Limit Orders Are Triggered by the Same Price2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04563Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04563.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04562.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop (Stop-Loss) and Stop-Limit Orders Are Triggered by the Same Price2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04562Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04562.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04561.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04561Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04561.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/04/2022-04695.htmlNotice - Sunshine Act Meetings2022-03-04T00:00:00-08:002022-03-04T00:00:00-08:002022-04695Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-04/pdf/2022-04695.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/03/2022-04423.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g)2022-03-03T00:00:00-08:002022-03-03T00:00:00-08:002022-04423Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-03/pdf/2022-04423.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04211.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2617(b) To Adopt Two New Routing Options, and To Make Related Changes and Clarifications to Rules 2614(a)(2)(B) and 2617(b)(2)2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04211Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04211.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04212.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04212Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04212.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04336.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04336Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04336.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04335.htmlNotice - Consolidated Tape Association; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04335Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04335.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04334.htmlNotice - Consolidated Tape Association; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04334Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04334.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04333.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04333Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04333.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04332.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04332Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04332.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04331.htmlNotice - Securities Exchange Act of 1934; Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 19342022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04331Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04331.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04330.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04330Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04330.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04312.htmlNotice - Northern Lights Fund Trust IV, et al.2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04312Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04312.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04387.htmlNotice - Proposed Collection; Comment Request2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04387Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04387.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04386.htmlNotice - Proposed Collection; Comment Request2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04386Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04386.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04385.htmlNotice - Application: Deregistration Under the Investment Company Act2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04385Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04385.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04384.htmlProposed Rule - Reopening of Comment Period for Reporting of Securities Loans2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04384Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04384.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/01/2022-04325.htmlNotice - Sunshine Act Meetings2022-03-01T00:00:00-08:002022-03-01T00:00:00-08:002022-04325Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-01/pdf/2022-04325.pdf