Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/30?limit=200®isters=between&mode=atom2024-05-18T19:44:24-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06516.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Trade Reporting Fees Applicable to Participants That Use the FINRA/NYSE Trade Reporting Facility2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06516Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06516.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06515.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06515Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06515.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06514.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06514Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06514.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06513.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06513Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06513.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06512.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06512Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06512.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06511.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06511Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06511.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06638.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06638Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06638.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06637.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06637Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06637.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06636.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06636Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06636.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06635.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33 and To Amend Related Registration Requirements as Provided Under Rule 3.302022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06635Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06635.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06634.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06634Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06634.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06633.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06633Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06633.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06632.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06632Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06632.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06631.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06631Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06631.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06630.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06630Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06630.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06629.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06629Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06629.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06628.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Restructuring Notification Process for Swaptions2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06628Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06628.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06627.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Extension of Review Period of Advance Notice Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06627Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06627.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06626.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06626Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06626.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06583.htmlProposed Rule - Removal of References to Credit Ratings From Regulation M2022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06583Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06583.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06706.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17j-12022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06706Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06706.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06704.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-MFP and Rule 30b1-72022-03-30T00:00:00-07:002022-03-30T00:00:00-07:002022-06704Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06704.pdf