<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/15?registers=between Sat, 11 May 2024 09:36:13 -0700 Sat, 11 May 2024 09:36:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/15?registers=between Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05374.html https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05374.html Tue, 15 Mar 2022 00:00:00 -0700 2022-05374 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05374.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05373.html https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05373.html Tue, 15 Mar 2022 00:00:00 -0700 2022-05373 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05373.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until December 31, 2022 Pursuant to MSRB Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05372.html https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05372.html Tue, 15 Mar 2022 00:00:00 -0700 2022-05372 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05372.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05371.html https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05371.html Tue, 15 Mar 2022 00:00:00 -0700 2022-05371 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05371.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05370.html https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05370.html Tue, 15 Mar 2022 00:00:00 -0700 2022-05370 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05370.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change To Modify Nasdaq IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05369.html https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05369.html Tue, 15 Mar 2022 00:00:00 -0700 2022-05369 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05369.pdf