Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/15?limit=200&registers=between&mode=atom 2024-05-11T12:09:17-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05374.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders 2022-03-15T00:00:00-07:00 2022-03-15T00:00:00-07:00 2022-05374 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05374.pdf https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05373.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders 2022-03-15T00:00:00-07:00 2022-03-15T00:00:00-07:00 2022-05373 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05373.pdf https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05372.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until December 31, 2022 Pursuant to MSRB Rule G-27, on Supervision 2022-03-15T00:00:00-07:00 2022-03-15T00:00:00-07:00 2022-05372 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05372.pdf https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05371.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual 2022-03-15T00:00:00-07:00 2022-03-15T00:00:00-07:00 2022-05371 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05371.pdf https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05370.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 2022-03-15T00:00:00-07:00 2022-03-15T00:00:00-07:00 2022-05370 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05370.pdf https://regulations.justia.com/regulations/fedreg/2022/03/15/2022-05369.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change To Modify Nasdaq IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction 2022-03-15T00:00:00-07:00 2022-03-15T00:00:00-07:00 2022-05369 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-15/pdf/2022-05369.pdf