<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/02?registers=between Tue, 04 Mar 2025 20:07:55 -0800 Tue, 04 Mar 2025 20:07:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/02?registers=between Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2617(b) To Adopt Two New Routing Options, and To Make Related Changes and Clarifications to Rules 2614(a)(2)(B) and 2617(b)(2) https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04211.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04211.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04211 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04211.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04212.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04212.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04212 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04212.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04336.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04336.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04336 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04336.pdf Notice - Consolidated Tape Association; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04335.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04335.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04335 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04335.pdf Notice - Consolidated Tape Association; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04334.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04334.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04334 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04334.pdf Notice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04333.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04333.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04333 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04333.pdf Notice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04332.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04332.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04332 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04332.pdf Notice - Securities Exchange Act of 1934; Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04331.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04331.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04331 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04331.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04330.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04330.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04330 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04330.pdf Notice - Northern Lights Fund Trust IV, et al. https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04312.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04312.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04312 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04312.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04387.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04387.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04387 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04387.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04386.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04386.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04386 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04386.pdf Notice - Application: Deregistration Under the Investment Company Act https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04385.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04385.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04385 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04385.pdf Proposed Rule - Reopening of Comment Period for Reporting of Securities Loans https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04384.html https://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04384.html Wed, 02 Mar 2022 00:00:00 -0800 2022-04384 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04384.pdf