Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/03/02?limit=200®isters=between&mode=atom2025-03-14T01:02:42-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04211.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2617(b) To Adopt Two New Routing Options, and To Make Related Changes and Clarifications to Rules 2614(a)(2)(B) and 2617(b)(2)2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04211Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04211.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04212.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04212Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04212.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04336.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04336Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04336.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04335.htmlNotice - Consolidated Tape Association; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04335Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04335.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04334.htmlNotice - Consolidated Tape Association; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04334Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04334.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04333.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04333Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04333.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04332.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04332Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04332.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04331.htmlNotice - Securities Exchange Act of 1934; Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 19342022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04331Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04331.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04330.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04330Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04330.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04312.htmlNotice - Northern Lights Fund Trust IV, et al.2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04312Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04312.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04387.htmlNotice - Proposed Collection; Comment Request2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04387Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04387.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04386.htmlNotice - Proposed Collection; Comment Request2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04386Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04386.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04385.htmlNotice - Application: Deregistration Under the Investment Company Act2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04385Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04385.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/02/2022-04384.htmlProposed Rule - Reopening of Comment Period for Reporting of Securities Loans2022-03-02T00:00:00-08:002022-03-02T00:00:00-08:002022-04384Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-02/pdf/2022-04384.pdf