Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/02/04?limit=200®isters=between&mode=atom2024-05-16T21:27:56-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02315.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02315Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02315.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02314.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02314Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02314.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02313.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Options2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02313Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02313.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02312.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02312Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02312.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2021-27531.htmlProposed Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002021-27531Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2021-27531.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02325.htmlNotice - John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02325Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02325.pdf