Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/02/04?limit=200&registers=between&mode=atom 2024-05-24T04:23:08-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02315.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02315 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02315.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02314.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02314 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02314.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02313.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Options 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02313 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02313.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02312.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02312 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02312.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2021-27531.html Proposed Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2021-27531 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2021-27531.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02325.html Notice - John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02325 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02325.pdf