<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/02/01?registers=between Fri, 17 May 2024 04:31:29 -0700 Fri, 17 May 2024 04:31:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/02/01?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Phlx's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01973.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01973.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01973 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01973.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce NOM's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01972.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01972.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01972 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01972.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01971.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01971.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01971 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01971.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01970.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01970.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01970 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01970.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Listing Fees at Rule 5910(b) To Adopt a $15,000 All-Inclusive Annual Listing Fee Applicable to a Dually-Listed Company https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01969.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01969.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01969 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01969.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce ISE's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01968.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01968.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01968 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01968.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01967.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01967.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01967 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01967.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01966.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01966.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01966 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01966.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01965.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01965.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01965 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01965.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-02001.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-02001.html Tue, 01 Feb 2022 00:00:00 -0800 2022-02001 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-02001.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01964.html https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01964.html Tue, 01 Feb 2022 00:00:00 -0800 2022-01964 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01964.pdf