Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-24T16:13:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/01/31/2021-27952.html Proposed Rule - Regulatory Flexibility Agenda 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2021-27952 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2021-27952.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01849.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rules 10.9120 and 10.9560 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01849 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01849.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01846.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 and Rule 9560 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01846 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01846.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01845.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01845 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01845.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01843.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults) 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01843 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01843.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01842.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01842 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01842.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01854.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01854 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01854.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01853.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01853 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01853.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01851.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-01851 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01851.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02063.html Notice - Sunshine Act Meetings 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-02063 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-02063.pdf https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02030.html Notice - Sunshine Act Meetings 2022-01-31T00:00:00-08:00 2022-01-31T00:00:00-08:00 2022-02030 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-02030.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01709.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Establish the “Extended Trading Close” and Related Order Types 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01709 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01709.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01708.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01708 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01708.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01707.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01707 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01707.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01705.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 To Provide for Inside Limit Orders and Make Other Conforming Changes 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01705 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01705.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01704.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01704 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01704.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01703.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01703 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01703.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01702.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Professional Rebate Program 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01702 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01702.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01701.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01701 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01701.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01713.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01713 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01713.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01712.html Notice - Order Granting Application by Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01712 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01712.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01711.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01711 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01711.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01699.html Notice - Order Granting Application by The Nasdaq Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01699 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01699.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01564.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01564 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01564.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01562.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01562 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01562.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01617.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01617 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01617.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01616.html Notice - Submission for OMB Review; Comment Request, Extension: Rules 6a-1 and 6a-2, Form 1 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01616 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01616.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01615.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01615 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01615.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01614.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01614 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01614.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01613.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01613 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01613.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01612.html Notice - Submission for OMB Review; Comment Request, Extension: Rule 17e-1 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01612 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01612.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01624.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01624 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01624.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01639.html Notice - Proposed Collection; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01639 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01639.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01638.html Notice - Proposed Collection; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01638 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01638.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01561.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01561 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01561.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01555.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01555 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01555.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01554.html Notice - Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01554 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01554.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01547.html Notice - Rule 17g-4 30 Day Notice 2021-Submission for OMB Review; Comment Request 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01547 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01547.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01546.html Notice - Proposed Collection; Comment Request; Extension: Rule 17a-8 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01546 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01546.pdf https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01545.html Notice - Redwood Enhanced Income Corp., et al. 2022-01-27T00:00:00-08:00 2022-01-27T00:00:00-08:00 2022-01545 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01545.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01467.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through June 30 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision) 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01467 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01467.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01466.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers To Delayed Treasury Spot Trades and Portfolio Trades When Reporting to TRACE 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01466 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01466.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01465.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To Make Clarifying Changes Regarding Its Periodic Auctions 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01465 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01465.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01463.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01463 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01463.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01462.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.8 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01462 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01462.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01461.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Swaption Standard Terms Supplement 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01461 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01461.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01460.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01460 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01460.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01459.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Cap Certain Port Fees 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01459 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01459.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01458.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01458 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01458.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01471.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01471 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01471.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01470.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01470 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01470.pdf https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01469.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.8 2022-01-26T00:00:00-08:00 2022-01-26T00:00:00-08:00 2022-01469 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01469.pdf https://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01384.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E 2022-01-25T00:00:00-08:00 2022-01-25T00:00:00-08:00 2022-01384 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01384.pdf https://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01327.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2022-01-25T00:00:00-08:00 2022-01-25T00:00:00-08:00 2022-01327 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01327.pdf https://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01326.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 531 To Provide for a New Service Called the “High Precision Network Time Signal Service” 2022-01-25T00:00:00-08:00 2022-01-25T00:00:00-08:00 2022-01326 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01326.pdf https://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01325.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7, Section 3 2022-01-25T00:00:00-08:00 2022-01-25T00:00:00-08:00 2022-01325 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01325.pdf https://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01324.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule 2022-01-25T00:00:00-08:00 2022-01-25T00:00:00-08:00 2022-01324 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01324.pdf https://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01334.html Notice - MSD Investment, LLC, et al. 2022-01-25T00:00:00-08:00 2022-01-25T00:00:00-08:00 2022-01334 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01334.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01228.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01228 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01228.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01227.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01227 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01227.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01226.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01226 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01226.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01225.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01225 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01225.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01224.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01224 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01224.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01223.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Improve the Operation of the Rule 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01223 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01223.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01222.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01222 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01222.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01221.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Pricing Schedule at Options 7, Section 2 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01221 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01221.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01220.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Improve the Operation of the Rule 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01220 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01220.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01446.html Notice - Sunshine Act Meetings 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01446 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01446.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01219.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NOM Pricing Schedule at Options 7, Section 2 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01219 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01219.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01218.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 3 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01218 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01218.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01293.html Notice - Catholic Responsible Investments Funds and Christian Brothers Investment Services, Inc.; Notice of Application 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01293 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01293.pdf https://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01292.html Notice - Silver Point Specialty Lending Fund, et al.; Notice of Application 2022-01-24T00:00:00-08:00 2022-01-24T00:00:00-08:00 2022-01292 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01292.pdf https://regulations.justia.com/regulations/fedreg/2022/01/21/2022-01315.html Notice - Sunshine Act Meetings 2022-01-21T00:00:00-08:00 2022-01-21T00:00:00-08:00 2022-01315 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-21/pdf/2022-01315.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00981.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-00981 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00981.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00980.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-00980 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00980.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00979.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-00979 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00979.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00978.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-00978 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00978.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01052.html Notice - Submission for OMB Review; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01052 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01052.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01051.html Notice - Submission for OMB Review; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01051 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01051.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01050.html Notice - Submission for OMB Review; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01050 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01050.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01069.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01069 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01069.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01065.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01065 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01065.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01061.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 206(4)-7 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01061 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01061.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01060.html Notice - Proposed Collection; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01060 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01060.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01059.html Notice - Proposed Collection; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01059 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01059.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01058.html Notice - Submission for OMB Review; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01058 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01058.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01057.html Notice - Submission for OMB Review; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01057 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01057.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01056.html Notice - Proposed Collection; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01056 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01056.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01055.html Notice - Submission for OMB Review; Comment Request 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01055 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01055.pdf https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01053.html Notice - Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund 2022-01-20T00:00:00-08:00 2022-01-20T00:00:00-08:00 2022-01053 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01053.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-01000.html Notice - Sunshine Act Meetings 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-01000 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-01000.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00878.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00878 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00878.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00877.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00877 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00877.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00876.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes To Amend Each Exchange's Rules in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00876 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00876.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00875.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00875 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00875.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00874.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00874 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00874.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00873.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00873 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00873.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00872.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a Modified Trading Schedule for Holidays 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00872 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00872.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00871.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00871 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00871.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00870.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 15.1(e) Regarding FINRA Registration and Processing Fees 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00870 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00870.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00882.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Amend Its Fee Schedule 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00882 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00882.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00881.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00881 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00881.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00880.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00880 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00880.pdf https://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00879.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements 2022-01-19T00:00:00-08:00 2022-01-19T00:00:00-08:00 2022-00879 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00879.pdf https://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00752.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Exchange Traded Product Listing Fees 2022-01-18T00:00:00-08:00 2022-01-18T00:00:00-08:00 2022-00752 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00752.pdf https://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00751.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 2022 CDSClear Fee Grid 2022-01-18T00:00:00-08:00 2022-01-18T00:00:00-08:00 2022-00751 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00751.pdf https://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00750.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2022-01-18T00:00:00-08:00 2022-01-18T00:00:00-08:00 2022-00750 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00750.pdf https://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00920.html Notice - Sunshine Act Meetings 2022-01-18T00:00:00-08:00 2022-01-18T00:00:00-08:00 2022-00920 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00920.pdf https://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00774.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes, and Make Technical and Conforming Changes to the NSCC Rules & Procedures 2022-01-18T00:00:00-08:00 2022-01-18T00:00:00-08:00 2022-00774 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00774.pdf https://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00773.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule 2022-01-18T00:00:00-08:00 2022-01-18T00:00:00-08:00 2022-00773 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00773.pdf https://regulations.justia.com/regulations/fedreg/2022/01/14/2022-00642.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees 2022-01-14T00:00:00-08:00 2022-01-14T00:00:00-08:00 2022-00642 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-14/pdf/2022-00642.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00582.html Notice - Proposed Collection; Comment Request; Extension: Rule 17e-1 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00582 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00582.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00589.html Notice - Proposed Collection; Comment Request; Extension: Form N-CSR 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00589 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00589.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00587.html Notice - Proposed Collection; Comment Request; Extension: Order Granting a Conditional Exemption Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10(a) for Certain Transactions in Money Market Funds 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00587 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00587.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00598.html Notice - John Hancock Exchange-Traded Fund Trust, et al. 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00598 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00598.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00490.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00490 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00490.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00489.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00489 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00489.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00500.html Notice - New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00500 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00500.pdf https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00491.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.12 2022-01-13T00:00:00-08:00 2022-01-13T00:00:00-08:00 2022-00491 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00491.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00382.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00382 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00382.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00381.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00381 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00381.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00380.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00380 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00380.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00379.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00379 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00379.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00378.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00378 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00378.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00377.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00377 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00377.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00376.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Security-Based Swaps 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00376 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00376.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00384.html Notice - Adjustments to Civil Monetary Penalty Amounts 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00384 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00384.pdf https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00383.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering 2022-01-12T00:00:00-08:00 2022-01-12T00:00:00-08:00 2022-00383 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00383.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00244.html Notice - HPS Corporate Lending Fund, et al. 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00244 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00244.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00242.html Notice - ETF Opportunities Trust and Applied Finance Advisors, LLC; Notice of Application 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00242 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00242.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00256.html Notice - Submission for OMB Review; Comment Request 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00256 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00256.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00255.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-2(a) 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00255 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00255.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00254.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1(c) and Form X-17F-1A 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00254 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00254.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00252.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-12/Form X-17A-5 Part II 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00252 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00252.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00251.html Notice - Submission for OMB Review; Comment Request 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00251 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00251.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00267.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures & Options Default Management Policy 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00267 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00267.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00266.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00266 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00266.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00265.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00265 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00265.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00264.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00264 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00264.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00263.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00263 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00263.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00262.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00262 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00262.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00261.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00261 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00261.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00259.html Notice - Submission Collection; Comment Request; Extension: Rule 239 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00259 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00259.pdf https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00268.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository 2022-01-11T00:00:00-08:00 2022-01-11T00:00:00-08:00 2022-00268 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00268.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00158.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00158 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00158.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00157.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 2231 (Customer Account Statements) 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00157 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00157.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00156.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Options 4A, Sections 4 and 14, Related to Index Options, and Amend Other Phlx Rules 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00156 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00156.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00154.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Add Liquidity Order and Post-Only Quote Configuration Functionality 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00154 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00154.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00153.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00153 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00153.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00152.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00152 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00152.pdf https://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00319.html Notice - Sunshine Act Meetings 2022-01-10T00:00:00-08:00 2022-01-10T00:00:00-08:00 2022-00319 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00319.pdf https://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00065.html Notice - Apollo Credit Management, LLC and Apollo Debt Solutions BDC 2022-01-07T00:00:00-08:00 2022-01-07T00:00:00-08:00 2022-00065 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00065.pdf https://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00064.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2022-01-07T00:00:00-08:00 2022-01-07T00:00:00-08:00 2022-00064 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00064.pdf https://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00058.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction 2022-01-07T00:00:00-08:00 2022-01-07T00:00:00-08:00 2022-00058 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00058.pdf https://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00113.html Notice - Fairway Private Equity & Venture Capital Opportunities Fund and Fairway Capital Management, LLC 2022-01-07T00:00:00-08:00 2022-01-07T00:00:00-08:00 2022-00113 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00113.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28575.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Adoption of the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28575 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28575.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28572.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28572 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28572.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28571.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Certain Fine Amounts in Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan, and Non-Substantive Clarifying Changes 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28571 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28571.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28570.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-009 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28570 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28570.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28569.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28569 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28569.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28577.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28577 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28577.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28576.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28576 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28576.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28518.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28518 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28518.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28512.html Notice - Flat Rock Global, LLC, et al. 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28512 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28512.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28519.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4754 Related to Certain Order Handling in the LULD Closing Cross 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28519 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28519.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28445.html Rule - Adoption of Updated EDGAR Filer Manual 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28445 Rule https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28445.pdf https://regulations.justia.com/regulations/fedreg/2022/01/04/2021-28559.html Notice - Sunshine Act Meetings 2022-01-04T00:00:00-08:00 2022-01-04T00:00:00-08:00 2021-28559 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-04/pdf/2021-28559.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28395.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Withdraw Its Trading Insights Product From Sale 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28395 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28395.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28440.html Notice - Submission for OMB Review; Comment Request; Extension: Form TH 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28440 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28440.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28439.html Notice - Submission for OMB Review Comment Request; Extension: Form SE 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28439 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28439.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28428.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-8 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28428 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28428.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28427.html Notice - Proposed Collection; Comment Request; Extension: Rules 3a68-2 and 3a68-4(c) 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28427 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28427.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28426.html Notice - Submission for OMB Review; Comment Request; Extension: Form N-5 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28426 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28426.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28425.html Notice - Submission for OMB Review; Comment Request; Extension: Rules 15Fb1-1 Through 15Fb6-2 and Forms SBSE, SBSE-A, SBSE-BD, SBSE-C and SBSE-W 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28425 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28425.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28424.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 154 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28424 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28424.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28423.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-6 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28423 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28423.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28422.html Notice - Submission for OMB Review; Comment Request; Extension: Regulation FD 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28422 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28422.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28438.html Notice - Submission for OMB Review; Comment Request; Extension: Form 40-F 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28438 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28438.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28437.html Notice - Submission for OMB Review; Comment Request; Extension: Form 12b-25 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28437 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28437.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28436.html Notice - Submission for OMB Review; Comment Request; Extension: Form 11-K 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28436 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28436.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28435.html Notice - Submission for OMB Review; Comment Request; Extension: Form ADV-E 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28435 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28435.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28434.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 304 of Regulation ATS and Form ATS 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28434 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28434.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28433.html Notice - Proposed Collection; Comment Request; Extension: Rule 17Ad-2(c), (d), and (h) 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28433 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28433.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28432.html Notice - Proposed Collection; Comment Request; Extension: Rules 6a-1 and 6a-2, Form 1 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28432 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28432.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28431.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1(b) 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28431 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28431.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28430.html Notice - Submission for OMB Review; Comment Request; Extension: Regulation R, Rule 701 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28430 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28430.pdf https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28429.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-5(c) 2022-01-03T00:00:00-08:00 2022-01-03T00:00:00-08:00 2021-28429 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28429.pdf