Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-06T07:05:31-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/01/31/2021-27952.htmlProposed Rule - Regulatory Flexibility Agenda2022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002021-27952Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2021-27952.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01849.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rules 10.9120 and 10.95602022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01849Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01849.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01846.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 and Rule 95602022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01846Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01846.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01845.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01845Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01845.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01843.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults)2022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01843Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01843.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01842.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 91202022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01842Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01842.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01854.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)2022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01854Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01854.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01853.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.91202022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01853Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01853.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01851.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 982022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-01851Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01851.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02063.htmlNotice - Sunshine Act Meetings2022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-02063Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-02063.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02030.htmlNotice - Sunshine Act Meetings2022-01-31T00:00:00-08:002022-01-31T00:00:00-08:002022-02030Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-02030.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01709.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Establish the “Extended Trading Close” and Related Order Types2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01709Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01709.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01708.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01708Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01708.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01707.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01707Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01707.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01705.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 To Provide for Inside Limit Orders and Make Other Conforming Changes2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01705Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01705.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01704.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01704Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01704.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01703.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01703Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01703.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01702.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Professional Rebate Program2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01702Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01702.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01701.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01701Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01701.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01713.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01713Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01713.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01712.htmlNotice - Order Granting Application by Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01712Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01712.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01711.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01711Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01711.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01699.htmlNotice - Order Granting Application by The Nasdaq Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2022-01-28T00:00:00-08:002022-01-28T00:00:00-08:002022-01699Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01699.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01564.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts)2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01564Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01564.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01562.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts)2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01562Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01562.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01617.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01617Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01617.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01616.htmlNotice - Submission for OMB Review; Comment Request, Extension: Rules 6a-1 and 6a-2, Form 12022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01616Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01616.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01615.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01615Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01615.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01614.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01614Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01614.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01613.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01613Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01613.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01612.htmlNotice - Submission for OMB Review; Comment Request, Extension: Rule 17e-12022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01612Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01612.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01624.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01624Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01624.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01639.htmlNotice - Proposed Collection; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01639Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01639.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01638.htmlNotice - Proposed Collection; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01638Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01638.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01561.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01561Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01561.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01555.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01555Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01555.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01554.htmlNotice - Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01554Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01554.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01547.htmlNotice - Rule 17g-4 30 Day Notice 2021-Submission for OMB Review; Comment Request2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01547Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01547.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01546.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-82022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01546Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01546.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01545.htmlNotice - Redwood Enhanced Income Corp., et al.2022-01-27T00:00:00-08:002022-01-27T00:00:00-08:002022-01545Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-27/pdf/2022-01545.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01467.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through June 30 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision)2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01467Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01467.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01466.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers To Delayed Treasury Spot Trades and Portfolio Trades When Reporting to TRACE2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01466Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01466.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01465.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To Make Clarifying Changes Regarding Its Periodic Auctions2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01465Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01465.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01463.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01463Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01463.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01462.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.82022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01462Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01462.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01461.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Swaption Standard Terms Supplement2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01461Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01461.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01460.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01460Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01460.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01459.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Cap Certain Port Fees2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01459Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01459.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01458.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01458Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01458.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01471.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-0362022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01471Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01471.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01470.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01470Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01470.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01469.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.82022-01-26T00:00:00-08:002022-01-26T00:00:00-08:002022-01469Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01469.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01384.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E2022-01-25T00:00:00-08:002022-01-25T00:00:00-08:002022-01384Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01384.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01327.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2022-01-25T00:00:00-08:002022-01-25T00:00:00-08:002022-01327Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01327.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01326.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 531 To Provide for a New Service Called the “High Precision Network Time Signal Service”2022-01-25T00:00:00-08:002022-01-25T00:00:00-08:002022-01326Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01326.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01325.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7, Section 32022-01-25T00:00:00-08:002022-01-25T00:00:00-08:002022-01325Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01325.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01324.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule2022-01-25T00:00:00-08:002022-01-25T00:00:00-08:002022-01324Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01324.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/25/2022-01334.htmlNotice - MSD Investment, LLC, et al.2022-01-25T00:00:00-08:002022-01-25T00:00:00-08:002022-01334Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-25/pdf/2022-01334.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01228.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01228Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01228.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01227.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01227Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01227.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01226.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01226Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01226.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01225.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01225Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01225.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01224.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01224Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01224.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01223.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Improve the Operation of the Rule2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01223Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01223.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01222.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01222Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01222.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01221.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Pricing Schedule at Options 7, Section 22022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01221Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01221.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01220.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Improve the Operation of the Rule2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01220Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01220.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01446.htmlNotice - Sunshine Act Meetings2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01446Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01446.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01219.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NOM Pricing Schedule at Options 7, Section 22022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01219Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01219.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01218.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 32022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01218Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01218.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01293.htmlNotice - Catholic Responsible Investments Funds and Christian Brothers Investment Services, Inc.; Notice of Application2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01293Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01293.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/24/2022-01292.htmlNotice - Silver Point Specialty Lending Fund, et al.; Notice of Application2022-01-24T00:00:00-08:002022-01-24T00:00:00-08:002022-01292Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-24/pdf/2022-01292.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/21/2022-01315.htmlNotice - Sunshine Act Meetings2022-01-21T00:00:00-08:002022-01-21T00:00:00-08:002022-01315Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-21/pdf/2022-01315.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00981.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-00981Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00981.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00980.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-00980Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00980.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00979.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-00979Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00979.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00978.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-00978Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-00978.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01052.htmlNotice - Submission for OMB Review; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01052Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01052.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01051.htmlNotice - Submission for OMB Review; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01051Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01051.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01050.htmlNotice - Submission for OMB Review; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01050Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01050.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01069.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01069Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01069.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01065.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01065Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01065.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01061.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 206(4)-72022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01061Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01061.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01060.htmlNotice - Proposed Collection; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01060Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01060.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01059.htmlNotice - Proposed Collection; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01059Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01059.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01058.htmlNotice - Submission for OMB Review; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01058Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01058.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01057.htmlNotice - Submission for OMB Review; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01057Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01057.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01056.htmlNotice - Proposed Collection; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01056Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01056.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01055.htmlNotice - Submission for OMB Review; Comment Request2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01055Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01055.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01053.htmlNotice - Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund2022-01-20T00:00:00-08:002022-01-20T00:00:00-08:002022-01053Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-20/pdf/2022-01053.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-01000.htmlNotice - Sunshine Act Meetings2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-01000Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-01000.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00878.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00878Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00878.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00877.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00877Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00877.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00876.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Changes To Amend Each Exchange's Rules in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00876Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00876.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00875.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00875Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00875.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00874.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00874Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00874.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00873.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00873Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00873.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00872.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a Modified Trading Schedule for Holidays2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00872Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00872.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00871.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00871Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00871.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00870.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 15.1(e) Regarding FINRA Registration and Processing Fees2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00870Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00870.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00882.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Amend Its Fee Schedule2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00882Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00882.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00881.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00881Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00881.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00880.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00880Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00880.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/19/2022-00879.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements2022-01-19T00:00:00-08:002022-01-19T00:00:00-08:002022-00879Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-19/pdf/2022-00879.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00752.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Exchange Traded Product Listing Fees2022-01-18T00:00:00-08:002022-01-18T00:00:00-08:002022-00752Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00752.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00751.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 2022 CDSClear Fee Grid2022-01-18T00:00:00-08:002022-01-18T00:00:00-08:002022-00751Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00751.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00750.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2022-01-18T00:00:00-08:002022-01-18T00:00:00-08:002022-00750Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00750.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00920.htmlNotice - Sunshine Act Meetings2022-01-18T00:00:00-08:002022-01-18T00:00:00-08:002022-00920Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00920.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00774.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes, and Make Technical and Conforming Changes to the NSCC Rules & Procedures2022-01-18T00:00:00-08:002022-01-18T00:00:00-08:002022-00774Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00774.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/18/2022-00773.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2022-01-18T00:00:00-08:002022-01-18T00:00:00-08:002022-00773Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-18/pdf/2022-00773.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/14/2022-00642.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees2022-01-14T00:00:00-08:002022-01-14T00:00:00-08:002022-00642Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-14/pdf/2022-00642.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00582.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17e-12022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00582Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00582.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00589.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-CSR2022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00589Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00589.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00587.htmlNotice - Proposed Collection; Comment Request; Extension: Order Granting a Conditional Exemption Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10(a) for Certain Transactions in Money Market Funds2022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00587Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00587.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00598.htmlNotice - John Hancock Exchange-Traded Fund Trust, et al.2022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00598Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00598.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00490.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees2022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00490Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00490.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00489.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee2022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00489Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00489.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00500.htmlNotice - New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners2022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00500Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00500.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00491.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.122022-01-13T00:00:00-08:002022-01-13T00:00:00-08:002022-00491Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00491.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00382.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00382Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00382.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00381.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00381Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00381.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00380.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00380Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00380.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00379.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00379Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00379.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00378.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00378Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00378.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00377.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00377Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00377.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00376.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Security-Based Swaps2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00376Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00376.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00384.htmlNotice - Adjustments to Civil Monetary Penalty Amounts2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00384Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00384.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00383.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00383Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00383.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00244.htmlNotice - HPS Corporate Lending Fund, et al.2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00244Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00244.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00242.htmlNotice - ETF Opportunities Trust and Applied Finance Advisors, LLC; Notice of Application2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00242Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00242.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00256.htmlNotice - Submission for OMB Review; Comment Request2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00256Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00256.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00255.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-2(a)2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00255Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00255.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00254.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1(c) and Form X-17F-1A2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00254Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00254.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00252.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-12/Form X-17A-5 Part II2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00252Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00252.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00251.htmlNotice - Submission for OMB Review; Comment Request2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00251Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00251.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00267.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures & Options Default Management Policy2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00267Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00267.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00266.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00266Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00266.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00265.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00265Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00265.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00264.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00264Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00264.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00263.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00263Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00263.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00262.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00262Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00262.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00261.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00261Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00261.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00259.htmlNotice - Submission Collection; Comment Request; Extension: Rule 2392022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00259Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00259.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00268.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository2022-01-11T00:00:00-08:002022-01-11T00:00:00-08:002022-00268Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00268.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00158.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00158Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00158.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00157.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 2231 (Customer Account Statements)2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00157Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00157.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00156.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Options 4A, Sections 4 and 14, Related to Index Options, and Amend Other Phlx Rules2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00156Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00156.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00154.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Add Liquidity Order and Post-Only Quote Configuration Functionality2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00154Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00154.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00153.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00153Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00153.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00152.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00152Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00152.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/10/2022-00319.htmlNotice - Sunshine Act Meetings2022-01-10T00:00:00-08:002022-01-10T00:00:00-08:002022-00319Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-10/pdf/2022-00319.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00065.htmlNotice - Apollo Credit Management, LLC and Apollo Debt Solutions BDC2022-01-07T00:00:00-08:002022-01-07T00:00:00-08:002022-00065Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00065.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00064.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-01-07T00:00:00-08:002022-01-07T00:00:00-08:002022-00064Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00064.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00058.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction2022-01-07T00:00:00-08:002022-01-07T00:00:00-08:002022-00058Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00058.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/07/2022-00113.htmlNotice - Fairway Private Equity & Venture Capital Opportunities Fund and Fairway Capital Management, LLC2022-01-07T00:00:00-08:002022-01-07T00:00:00-08:002022-00113Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-07/pdf/2022-00113.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28575.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Adoption of the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28575Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28575.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28572.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28572Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28572.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28571.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Certain Fine Amounts in Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan, and Non-Substantive Clarifying Changes2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28571Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28571.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28570.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-0092022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28570Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28570.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28569.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28569Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28569.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28577.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28577Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28577.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28576.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28576Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28576.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28518.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28518Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28518.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28512.htmlNotice - Flat Rock Global, LLC, et al.2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28512Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28512.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28519.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4754 Related to Certain Order Handling in the LULD Closing Cross2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28519Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28519.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28445.htmlRule - Adoption of Updated EDGAR Filer Manual2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28445Rulehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28445.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/04/2021-28559.htmlNotice - Sunshine Act Meetings2022-01-04T00:00:00-08:002022-01-04T00:00:00-08:002021-28559Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-04/pdf/2021-28559.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28395.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Withdraw Its Trading Insights Product From Sale2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28395Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28395.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28440.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form TH2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28440Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28440.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28439.htmlNotice - Submission for OMB Review Comment Request; Extension: Form SE2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28439Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28439.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28428.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-82022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28428Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28428.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28427.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 3a68-2 and 3a68-4(c)2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28427Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28427.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28426.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-52022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28426Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28426.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28425.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rules 15Fb1-1 Through 15Fb6-2 and Forms SBSE, SBSE-A, SBSE-BD, SBSE-C and SBSE-W2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28425Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28425.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28424.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 1542022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28424Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28424.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28423.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-62022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28423Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28423.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28422.htmlNotice - Submission for OMB Review; Comment Request; Extension: Regulation FD2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28422Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28422.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28438.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 40-F2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28438Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28438.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28437.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 12b-252022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28437Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28437.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28436.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 11-K2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28436Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28436.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28435.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form ADV-E2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28435Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28435.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28434.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 304 of Regulation ATS and Form ATS2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28434Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28434.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28433.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-2(c), (d), and (h)2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28433Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28433.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28432.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 6a-1 and 6a-2, Form 12022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28432Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28432.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28431.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1(b)2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28431Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28431.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28430.htmlNotice - Submission for OMB Review; Comment Request; Extension: Regulation R, Rule 7012022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28430Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28430.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28429.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-5(c)2022-01-03T00:00:00-08:002022-01-03T00:00:00-08:002021-28429Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-03/pdf/2021-28429.pdf