<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01/31?registers=between Sun, 29 Dec 2024 08:07:35 -0800 Sun, 29 Dec 2024 08:07:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01/31?registers=between Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2022/01/31/2021-27952.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2021-27952.html Mon, 31 Jan 2022 00:00:00 -0800 2021-27952 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2021-27952.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rules 10.9120 and 10.9560 https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01849.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01849.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01849 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01849.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 and Rule 9560 https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01846.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01846.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01846 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01846.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01845.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01845.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01845 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01845.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults) https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01843.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01843.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01843 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01843.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 9120 https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01842.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01842.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01842 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01842.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01854.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01854.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01854 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01854.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120 https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01853.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01853.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01853 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01853.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01851.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-01851.html Mon, 31 Jan 2022 00:00:00 -0800 2022-01851 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-01851.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02063.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02063.html Mon, 31 Jan 2022 00:00:00 -0800 2022-02063 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-02063.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02030.html https://regulations.justia.com/regulations/fedreg/2022/01/31/2022-02030.html Mon, 31 Jan 2022 00:00:00 -0800 2022-02030 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-31/pdf/2022-02030.pdf