Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01/28?limit=200&registers=between&mode=atom 2024-06-25T04:55:10-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01709.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Establish the “Extended Trading Close” and Related Order Types 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01709 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01709.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01708.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01708 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01708.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01707.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01707 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01707.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01705.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 To Provide for Inside Limit Orders and Make Other Conforming Changes 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01705 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01705.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01704.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01704 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01704.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01703.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01703 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01703.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01702.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Professional Rebate Program 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01702 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01702.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01701.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01701 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01701.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01713.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01713 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01713.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01712.html Notice - Order Granting Application by Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01712 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01712.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01711.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01711 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01711.pdf https://regulations.justia.com/regulations/fedreg/2022/01/28/2022-01699.html Notice - Order Granting Application by The Nasdaq Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2022-01-28T00:00:00-08:00 2022-01-28T00:00:00-08:00 2022-01699 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-28/pdf/2022-01699.pdf