<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01/11?registers=between Sun, 29 Dec 2024 07:34:15 -0800 Sun, 29 Dec 2024 07:34:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/01/11?registers=between Notice - HPS Corporate Lending Fund, et al. https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00244.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00244.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00244 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00244.pdf Notice - ETF Opportunities Trust and Applied Finance Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00242.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00242.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00242 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00242.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00256.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00256.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00256 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00256.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-2(a) https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00255.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00255.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00255 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00255.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1(c) and Form X-17F-1A https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00254.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00254.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00254 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00254.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-12/Form X-17A-5 Part II https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00252.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00252.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00252 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00252.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00251.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00251.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00251 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00251.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures & Options Default Management Policy https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00267.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00267.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00267 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00267.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00266.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00266.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00266 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00266.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00265.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00265.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00265 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00265.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00264.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00264.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00264 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00264.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00263.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00263.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00263 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00263.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00262.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00262.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00262 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00262.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00261.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00261.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00261 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00261.pdf Notice - Submission Collection; Comment Request; Extension: Rule 239 https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00259.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00259.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00259 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00259.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00268.html https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00268.html Tue, 11 Jan 2022 00:00:00 -0800 2022-00268 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-11/pdf/2022-00268.pdf